Dark
Light
System
Security
CAROLINA TR BANCSHARES INC
CAROLINA TR BANCSHARES INC. Institutional holdings reported to the SEC.

Institutional Holders (2016Q3)
Portfolio Summary: 14 Institutional holders with a total value of $5,791,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 BANC FUNDS CO LLC 373,964 2,281,000 39.39%
2 WELLINGTON MANAGEMENT GROUP LLP 273,740 1,670,000 28.84%
3 ALLIANCEBERNSTEIN L.P. 115,196 703,000 12.14%
4 SHEETS SMITH WEALTH MANAGEMENT 72,130 440,000 7.60%
5 GENDELL JEFFREY L 33,629 205,000 3.54%
6 Prospera Financial Services Inc 26,750 163,000 2.81%
7 US BANCORP \DE\ 25,760 157,000 2.71%
8 Cetera Advisor Networks LLC 15,000 92,000 1.59%
9 Carroll Financial Associates, Inc. 7,625 46,000 0.79%
10 ADVISOR GROUP, INC. 2,000 12,000 0.21%
11 BlackRock Fund Advisors 1,122 7,000 0.12%
12 UBS Group AG 1,075 7,000 0.12%
13 Tower Research Capital LLC (TRC) 708 4,000 0.07%
14 LADENBURG THALMANN FINANCIAL SERVICES INC. 732 4,000 0.07%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.