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CAROLINA TR BANCSHARES INC
CAROLINA TR BANCSHARES INC. Institutional holdings reported to the SEC.

Institutional Holders (2016Q4)
Portfolio Summary: 15 Institutional holders with a total value of $6,141,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 BANC FUNDS CO LLC 373,964 2,393,000 38.97%
2 WELLINGTON MANAGEMENT GROUP LLP 268,214 1,717,000 27.96%
3 ALLIANCEBERNSTEIN L.P. 115,196 737,000 12.00%
4 SHEETS SMITH WEALTH MANAGEMENT 72,130 462,000 7.52%
5 GENDELL JEFFREY L 58,161 372,000 6.06%
6 Prospera Financial Services Inc 26,750 174,000 2.83%
7 US BANCORP \DE\ 25,760 165,000 2.69%
8 Carroll Financial Associates, Inc. 7,925 50,000 0.81%
9 FIRST MANHATTAN CO. LLC. 5,331 34,000 0.55%
10 ADVISOR GROUP, INC. 2,000 13,000 0.21%
11 BlackRock Fund Advisors 1,662 11,000 0.18%
12 SEI INVESTMENTS CO 812 5,000 0.08%
13 LADENBURG THALMANN FINANCIAL SERVICES INC. 732 5,000 0.08%
14 UBS Group AG 292 2,000 0.03%
15 Tower Research Capital LLC (TRC) 200 1,000 0.02%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.