| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | RELATIVE VALUE PARTNERS GROUP, LLC | 1,051,567 | 26,762,000 | 68.83% | ||
| 2 | RIVERNORTH CAPITAL MANAGEMENT, LLC | 191,280 | 4,868,000 | 12.52% | ||
| 3 | UBS Group AG | 98,089 | 2,482,000 | 6.38% | ||
| 4 | BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC | 91,243 | 2,308,000 | 5.94% | ||
| 5 | Shaker Financial Services, LLC | 36,515 | 929,000 | 2.39% | ||
| 6 | CSS LLC/IL | 29,212 | 746,000 | 1.92% | ||
| 7 | FINANCIAL & INVESTMENT MANAGEMENT GROUP LTD | 21,454 | 543,000 | 1.40% | ||
| 8 | WELLS FARGO & COMPANY/MN | 4,515 | 114,000 | 0.29% | ||
| 9 | Thomas J. Herzfeld Advisors, Inc. | 4,397 | 112,000 | 0.29% | ||
| 10 | BRONFMAN E.L. ROTHSCHILD, L.P. | 568 | 14,000 | 0.04% | PRN | |
| 11 | MORGAN STANLEY | 212 | 5,000 | 0.01% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
