| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | AWM Investment Company, Inc. | 491,938 | 3,025,000 | 47.36% | ||
| 2 | DIALECTIC CAPITAL MANAGEMENT, LP | 226,000 | 1,390,000 | 21.76% | ||
| 3 | RTW INVESTMENTS, LP | 125,700 | 773,000 | 12.10% | ||
| 4 | BARD ASSOCIATES INC | 80,000 | 492,000 | 7.70% | ||
| 5 | PERRITT CAPITAL MANAGEMENT INC | 77,763 | 478,000 | 7.48% | ||
| 6 | GARRISON BRADFORD & ASSOCIATES INC | 34,000 | 209,000 | 3.27% | ||
| 7 | UBS Group AG | 2,001 | 12,000 | 0.19% | ||
| 8 | Tower Research Capital LLC (TRC) | 740 | 5,000 | 0.08% | ||
| 9 | BANK OF AMERICA CORP /DE/ | 500 | 3,000 | 0.05% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
