| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | AWM Investment Company, Inc. | 491,938 | 2,573,000 | 46.44% | ||
| 2 | DIALECTIC CAPITAL MANAGEMENT, LP | 214,900 | 1,129,000 | 20.38% | ||
| 3 | RTW INVESTMENTS, LP | 122,803 | 645,000 | 11.64% | ||
| 4 | PERRITT CAPITAL MANAGEMENT INC | 100,000 | 525,000 | 9.48% | ||
| 5 | BARD ASSOCIATES INC | 79,000 | 415,000 | 7.49% | ||
| 6 | GARRISON BRADFORD & ASSOCIATES INC | 34,000 | 178,000 | 3.21% | ||
| 7 | UBS Group AG | 12,878 | 67,000 | 1.21% | ||
| 8 | Tower Research Capital LLC (TRC) | 1,000 | 5,000 | 0.09% | ||
| 9 | BANK OF AMERICA CORP /DE/ | 500 | 3,000 | 0.05% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
