| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | AWM Investment Company, Inc. | 494,939 | 247,000 | 47.41% | ||
| 2 | DIALECTIC CAPITAL MANAGEMENT, LP | 231,256 | 116,000 | 22.26% | ||
| 3 | RTW INVESTMENTS, LP | 155,000 | 78,000 | 14.97% | ||
| 4 | BARD ASSOCIATES INC | 79,000 | 40,000 | 7.68% | PRN | |
| 5 | PERRITT CAPITAL MANAGEMENT INC | 50,000 | 25,000 | 4.80% | ||
| 6 | GARRISON BRADFORD & ASSOCIATES INC | 30,000 | 15,000 | 2.88% | ||
| 7 | BANK OF AMERICA CORP /DE/ | 500 | 0 | 0.00% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.