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Institutional Investment Manager
AWM Investment Company, Inc.
AWM Investment Company, Inc. (CIK: 0001535264) incorporated in Delaware, located at 527 Madison Avenue, New York, NY. Institutional holdings reported to the SEC.

Institutional Holdings (2016Q4)
Portfolio Summary: 100 holdings with a total value of $510,025,000.
#
Name
Shares
Value ($)
%
Options
Notes
1 CEVA Inc 1,107,410 37,154,000 7.28%
2 NEOPHOTONICS CORP 1,833,538 19,821,000 3.89%
3 LEMAITRE VASCULAR INC COM 765,105 19,388,000 3.80%
4 AQUA METALS INC COM 1,457,524 19,108,000 3.75%
5 KOPIN CORP 6,601,034 18,747,000 3.68%
6 Vocera Communications Inc 951,427 17,592,000 3.45%
7 IMPINJ INC 470,623 16,632,000 3.26%
8 LIVEPERSON INC 2,013,578 15,203,000 2.98%
9 SEQUANS COMMUNICATIONS S A 7,320,230 13,689,000 2.68%
10 ORBITAL ATK INC 1,545,738 13,139,000 2.58%
11 ULTRA CLEAN HLDGS INC 1,276,531 12,382,000 2.43%
12 Brightcove, Inc. 1,473,280 11,860,000 2.33%
13 COLUCID PHARMACEUTICALS INC COM 288,919 10,517,000 2.06%
14 DSP GROUP INC 743,639 9,704,000 1.90%
15 AEROVIRONMENT INC COM 357,434 9,590,000 1.88%
16 AMERICAN SUPERCONDUCTOR CORPOR 1,246,576 9,187,000 1.80%
17 TACTILE SYS TECHNOLOGY INC 550,000 9,025,000 1.77%
18 PFENEX INC COM 923,107 8,373,000 1.64%
19 Microvision, Inc. 6,124,766 7,717,000 1.51%
20 KRATOS DEFENSE & SECURITY SOLU COM 1,000,000 7,400,000 1.45%
21 ARATANA THERAPEUTICS INC COM 1,005,000 7,216,000 1.41%
22 CITI TRENDS INC COM 377,573 7,113,000 1.39%
23 LRAD CORP 3,989,757 6,822,000 1.34%
24 NEONODE INC 3,666,195 6,746,000 1.32%
25 Everspin Technology, Inc. 796,850 6,606,000 1.30%
26 MCBC HLDGS INCORPORATED 452,065 6,591,000 1.29%
27 MAXLINEAR INC COM 290,000 6,322,000 1.24%
28 Broadwind Energy, Inc. 1,500,009 6,068,000 1.19%
29 NETLIST INC 5,680,928 5,795,000 1.14%
30 LOXO ONCOLOGY INC COM 180,000 5,781,000 1.13%
31 ATOMERA INC 852,985 5,758,000 1.13%
32 IDEAL PWR INC 1,681,935 5,550,000 1.09%
33 INTELLICHECK MOBILISA INC 1,985,022 5,459,000 1.07%
34 CHANNELADVISOR CORP COM 370,914 5,323,000 1.04%
35 INFUSYSTEM HLDGS INC 2,054,507 5,239,000 1.03%
36 REVOLUTION LIGHTING TECHNOLO COM 950,000 5,225,000 1.02%
37 ALDEYRA THERAPEUTICS INC 912,610 4,882,000 0.96%
38 LendingTree, Inc. 48,000 4,865,000 0.95%
39 EARTHSTONE ENERGY INC 349,000 4,795,000 0.94%
40 IZEA Inc. 1,018,216 4,592,000 0.90%
41 BOINGO WIRELESS INC COM 355,026 4,328,000 0.85%
42 FIVE PRIME THERAPEUTICS INC 80,000 4,009,000 0.79%
43 CPI AEROSTRUCTURES INC COM NEW 423,752 3,920,000 0.77%
44 ESSA Pharma 1,696,968 3,716,000 0.73%
45 TEARLAB CORP 7,277,250 3,712,000 0.73%
46 BAZAARVOICE INC COM 763,991 3,705,000 0.73%
47 REPLIGEN CORP COM 120,000 3,698,000 0.73%
48 POLAR PWR INC COM ADDED 393,500 3,522,000 0.69%
49 ENERGOUS CORP 203,962 3,437,000 0.67%
50 MANITEX INTL INC 487,682 3,345,000 0.66%
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Portfolio data is normalized using SEC Form 13F filings, including the Original 13F-HR (0001535264-17-000005, filed 2017.02.02).

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.