| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | 1607 Capital Partners, LLC | 1,552,537 | 24,980,000 | 31.32% | ||
| 2 | WELLS FARGO & COMPANY/MN | 965,003 | 15,526,000 | 19.47% | ||
| 3 | SIT INVESTMENT ASSOCIATES INC | 607,280 | 9,771,000 | 12.25% | ||
| 4 | Karpus Management, Inc. | 582,931 | 9,379,000 | 11.76% | ||
| 5 | FINANCIAL & INVESTMENT MANAGEMENT GROUP LTD | 462,587 | 7,443,000 | 9.33% | ||
| 6 | Horizon Kinetics LLC | 234,205 | 3,768,000 | 4.72% | ||
| 7 | Cetera Advisor Networks LLC | 106,050 | 1,698,000 | 2.13% | ||
| 8 | LPL Financial LLC | 97,274 | 1,565,000 | 1.96% | ||
| 9 | Thomas J. Herzfeld Advisors, Inc. | 78,850 | 1,269,000 | 1.59% | ||
| 10 | GUGGENHEIM CAPITAL LLC | 40,689 | 655,000 | 0.82% | ||
| 11 | Bulldog Investors, LLP | 37,485 | 603,000 | 0.76% | ||
| 12 | SII INVESTMENTS INC/WI | 33,060 | 523,000 | 0.66% | ||
| 13 | TFS CAPITAL LLC | 23,203 | 373,000 | 0.47% | ||
| 14 | DOLIVER ADVISORS, LP | 20,243 | 326,000 | 0.41% | ||
| 15 | Raymond James Financial Services Advisors, Inc. | 15,875 | 255,000 | 0.32% | ||
| 16 | SHEPHERD KAPLAN KROCHUK, LLC | 15,530 | 250,000 | 0.31% | ||
| 17 | MORGAN STANLEY | 15,233 | 245,000 | 0.31% | ||
| 18 | ROYAL BANK OF CANADA | 13,841 | 223,000 | 0.28% | ||
| 19 | HighTower Advisors, LLC | 12,200 | 196,000 | 0.25% | ||
| 20 | Invesco Ltd. | 11,520 | 185,000 | 0.23% | ||
| 21 | First Horizon Advisors, Inc. | 9,000 | 145,000 | 0.18% | ||
| 22 | UBS AG | 6,450 | 104,000 | 0.13% | ||
| 23 | ALLIANCEBERNSTEIN L.P. | 5,668 | 91,000 | 0.11% | ||
| 24 | BANK OF AMERICA CORP /DE/ | 3,560 | 57,000 | 0.07% | ||
| 25 | CITIGROUP INC | 1,467 | 24,000 | 0.03% | ||
| 26 | US BANCORP \DE\ | 1,450 | 23,000 | 0.03% | ||
| 27 | Creative Planning | 1,250 | 20,000 | 0.03% | ||
| 28 | WASHINGTON TRUST BANK | 1,175 | 19,000 | 0.02% | ||
| 29 | PRIVATE TRUST CO NA | 1,000 | 16,000 | 0.02% | ||
| 30 | THOMPSON SIEGEL & WALMSLEY LLC | 800 | 13,000 | 0.02% | ||
| 31 | BANK OF MONTREAL /CAN/ | 400 | 6,000 | 0.01% | ||
| 32 | Tower Research Capital LLC (TRC) | 100 | 2,000 | 0.00% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
