| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | 1607 Capital Partners, LLC | 1,682,825 | 28,070,000 | 32.60% | ||
| 2 | Karpus Management, Inc. | 960,059 | 16,014,000 | 18.60% | ||
| 3 | WELLS FARGO & COMPANY/MN | 941,934 | 15,712,000 | 18.25% | ||
| 4 | SIT INVESTMENT ASSOCIATES INC | 582,181 | 9,711,000 | 11.28% | ||
| 5 | FINANCIAL & INVESTMENT MANAGEMENT GROUP LTD | 454,612 | 7,583,000 | 8.81% | ||
| 6 | Horizon Kinetics LLC | 122,232 | 2,039,000 | 2.37% | ||
| 7 | Cetera Advisor Networks LLC | 106,671 | 1,781,000 | 2.07% | ||
| 8 | Thomas J. Herzfeld Advisors, Inc. | 73,862 | 1,232,000 | 1.43% | ||
| 9 | LPL Financial LLC | 68,487 | 1,142,000 | 1.33% | ||
| 10 | SII INVESTMENTS INC/WI | 33,675 | 559,000 | 0.65% | ||
| 11 | GUGGENHEIM CAPITAL LLC | 24,753 | 413,000 | 0.48% | ||
| 12 | SHEPHERD KAPLAN KROCHUK, LLC | 15,530 | 259,000 | 0.30% | ||
| 13 | DOLIVER ADVISORS, LP | 14,712 | 245,000 | 0.28% | ||
| 14 | ROYAL BANK OF CANADA | 13,841 | 231,000 | 0.27% | ||
| 15 | HighTower Advisors, LLC | 12,200 | 203,000 | 0.24% | ||
| 16 | MORGAN STANLEY | 11,261 | 188,000 | 0.22% | ||
| 17 | Invesco Ltd. | 10,040 | 167,000 | 0.19% | ||
| 18 | First Horizon Advisors, Inc. | 9,000 | 150,000 | 0.17% | ||
| 19 | UBS AG | 8,316 | 139,000 | 0.16% | ||
| 20 | BANK OF AMERICA CORP /DE/ | 5,600 | 93,000 | 0.11% | ||
| 21 | Creative Planning | 4,250 | 71,000 | 0.08% | ||
| 22 | MUFG Americas Holdings Corp | 1,425 | 24,000 | 0.03% | ||
| 23 | WASHINGTON TRUST BANK | 1,175 | 20,000 | 0.02% | ||
| 24 | US BANCORP \DE\ | 1,000 | 17,000 | 0.02% | ||
| 25 | PRIVATE TRUST CO NA | 1,000 | 17,000 | 0.02% | ||
| 26 | THOMPSON SIEGEL & WALMSLEY LLC | 800 | 13,000 | 0.02% | ||
| 27 | BANK OF MONTREAL /CAN/ | 400 | 7,000 | 0.01% | ||
| 28 | Ground Swell Capital, LLC | 200 | 3,000 | 0.00% | ||
| 29 | CITIGROUP INC | 43 | 1,000 | 0.00% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
