| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | GUGGENHEIM CAPITAL LLC | 289,130 | 3,773,000 | 11.47% | ||
| 2 | Invesco Ltd. | 232,381 | 3,033,000 | 9.22% | ||
| 3 | BANK OF AMERICA CORP /DE/ | 198,077 | 2,584,000 | 7.86% | ||
| 4 | Oxbow Advisors, LLC | 194,992 | 2,545,000 | 7.74% | ||
| 5 | MARINER INVESTMENT GROUP LLC | 174,086 | 2,272,000 | 6.91% | ||
| 6 | WELLS FARGO & COMPANY/MN | 171,318 | 2,235,000 | 6.80% | ||
| 7 | RIVERNORTH CAPITAL MANAGEMENT, LLC | 159,602 | 2,083,000 | 6.33% | ||
| 8 | MORGAN STANLEY | 140,146 | 1,828,000 | 5.56% | ||
| 9 | Samson Capital Advisors LLC | 139,101 | 1,815,000 | 5.52% | ||
| 10 | Advisors Asset Management, Inc. | 117,526 | 1,534,000 | 4.66% | ||
| 11 | PARAMETRIC PORTFOLIO ASSOCIATES LLC | 109,170 | 1,425,000 | 4.33% | ||
| 12 | COHEN & STEERS, INC. | 77,174 | 1,007,000 | 3.06% | ||
| 13 | Karpus Management, Inc. | 59,425 | 775,000 | 2.36% | ||
| 14 | SIT INVESTMENT ASSOCIATES INC | 51,700 | 675,000 | 2.05% | ||
| 15 | ROYAL BANK OF CANADA | 43,439 | 566,000 | 1.72% | ||
| 16 | AQR ARBITRAGE LLC | 42,993 | 561,000 | 1.71% | ||
| 17 | ASHFORD CAPITAL MANAGEMENT INC | 33,740 | 440,000 | 1.34% | ||
| 18 | VAN ECK ASSOCIATES CORP | 31,635 | 413,000 | 1.26% | ||
| 19 | UBS Group AG | 30,550 | 399,000 | 1.21% | ||
| 20 | LANDSCAPE CAPITAL MANAGEMENT, L.L.C. | 27,650 | 361,000 | 1.10% | ||
| 21 | LAZARD ASSET MANAGEMENT LLC | 27,000 | 352,000 | 1.07% | PRN | |
| 22 | CITIGROUP INC | 24,800 | 324,000 | 0.99% | ||
| 23 | HOLLENCREST CAPITAL MANAGEMENT | 24,130 | 315,000 | 0.96% | ||
| 24 | LPL Financial LLC | 22,916 | 300,000 | 0.91% | ||
| 25 | WOLVERINE ASSET MANAGEMENT LLC | 15,207 | 198,000 | 0.60% | ||
| 26 | FormulaFolio Investments, LLC | 14,854 | 194,000 | 0.59% | ||
| 27 | Koshinski Asset Management, Inc. | 13,732 | 177,000 | 0.54% | ||
| 28 | Horizon Kinetics LLC | 12,643 | 165,000 | 0.50% | ||
| 29 | Tradewinds Capital Management, LLC | 12,281 | 160,000 | 0.49% | ||
| 30 | TFS CAPITAL LLC | 10,000 | 131,000 | 0.40% | ||
| 31 | BRAVE ASSET MANAGEMENT INC | 6,000 | 78,000 | 0.24% | ||
| 32 | FIFTH THIRD BANCORP | 5,275 | 69,000 | 0.21% | ||
| 33 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 4,496 | 58,000 | 0.18% | ||
| 34 | First City Capital Management, Inc. | 2,000 | 26,100 | 0.08% | ||
| 35 | Creative Planning | 1,454 | 19,000 | 0.06% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
