| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | SIT INVESTMENT ASSOCIATES INC | 225,647 | 3,401,000 | 10.79% | ||
| 2 | GUGGENHEIM CAPITAL LLC | 190,099 | 2,865,000 | 9.09% | ||
| 3 | WELLS FARGO & COMPANY/MN | 180,948 | 2,726,000 | 8.65% | ||
| 4 | MORGAN STANLEY | 179,940 | 2,712,000 | 8.60% | ||
| 5 | Fiera Capital Corp | 147,619 | 2,225,000 | 7.06% | ||
| 6 | Oxbow Advisors, LLC | 140,531 | 2,118,000 | 6.72% | ||
| 7 | Advisors Asset Management, Inc. | 125,261 | 1,888,000 | 5.99% | ||
| 8 | BANK OF AMERICA CORP /DE/ | 122,529 | 1,846,000 | 5.85% | ||
| 9 | ROBINSON CAPITAL MANAGEMENT, LLC | 121,503 | 1,831,000 | 5.81% | ||
| 10 | Karpus Management, Inc. | 101,955 | 1,536,000 | 4.87% | ||
| 11 | UBS Group AG | 79,204 | 1,193,000 | 3.78% | ||
| 12 | VAN ECK ASSOCIATES CORP | 61,858 | 932,000 | 2.96% | ||
| 13 | NEWGATE CAPITAL MANAGEMENT LLC | 50,341 | 756,000 | 2.40% | ||
| 14 | CITIGROUP INC | 44,200 | 666,000 | 2.11% | ||
| 15 | Weiss Asset Management LP | 41,039 | 618,000 | 1.96% | ||
| 16 | ROYAL BANK OF CANADA | 36,277 | 547,000 | 1.73% | ||
| 17 | TFS CAPITAL LLC | 28,801 | 434,000 | 1.38% | ||
| 18 | LAZARD ASSET MANAGEMENT LLC | 27,000 | 406,000 | 1.29% | PRN | |
| 19 | HOLLENCREST CAPITAL MANAGEMENT | 24,130 | 364,000 | 1.15% | ||
| 20 | FormulaFolio Investments, LLC | 22,770 | 343,000 | 1.09% | ||
| 21 | LPL Financial LLC | 22,266 | 337,000 | 1.07% | ||
| 22 | VICUS CAPITAL | 19,950 | 301,000 | 0.95% | ||
| 23 | Tradewinds Capital Management, LLC | 12,281 | 185,000 | 0.59% | ||
| 24 | CLOUGH CAPITAL PARTNERS L P | 11,700 | 176,000 | 0.56% | ||
| 25 | Horizon Kinetics LLC | 11,543 | 174,000 | 0.55% | ||
| 26 | DOLIVER ADVISORS, LP | 11,219 | 169,000 | 0.54% | ||
| 27 | RAYMOND JAMES & ASSOCIATES | 10,926 | 165,000 | 0.52% | ||
| 28 | Raymond James Financial Services Advisors, Inc. | 10,610 | 160,000 | 0.51% | ||
| 29 | IFP ADVISORS, INC | 9,676 | 146,000 | 0.46% | ||
| 30 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 9,358 | 141,000 | 0.45% | ||
| 31 | BRAVE ASSET MANAGEMENT INC | 6,000 | 90,000 | 0.29% | ||
| 32 | NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | 3,285 | 50,000 | 0.16% | ||
| 33 | Creative Planning | 1,517 | 23,000 | 0.07% | ||
| 34 | MANUFACTURERS LIFE INSURANCE COMPANY, THE | 440 | 7,000 | 0.02% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
