| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | STEELHEAD PARTNERS LLC | 2,061,146 | 927,000 | 52.31% | ||
| 2 | RAFFLES ASSOCIATES LP | 1,804,597 | 812,000 | 45.82% | ||
| 3 | CITADEL ADVISORS LLC | 39,373 | 18,000 | 1.02% | ||
| 4 | CITIGROUP INC | 9,090 | 4,000 | 0.23% | ||
| 5 | DEUTSCHE BANK AG\ | 9,000 | 4,000 | 0.23% | ||
| 6 | MORGAN STANLEY | 4,894 | 2,000 | 0.11% | ||
| 7 | BANK OF AMERICA CORP /DE/ | 3,500 | 2,000 | 0.11% | ||
| 8 | UBS AG | 4,987 | 2,000 | 0.11% | ||
| 9 | PATHSTONE FAMILY OFFICE, LLC | 2,700 | 1,000 | 0.06% | ||
| 10 | TORONTO DOMINION BANK | 400 | 0 | 0.00% | ||
| 11 | WELLS FARGO & COMPANY/MN | 900 | 0 | 0.00% | ||
| 12 | AMERIPRISE FINANCIAL INC | 180 | 0 | 0.00% | ||
| 13 | US BANCORP \DE\ | 56 | 0 | 0.00% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
