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WESTERN ASSET MTG DEFINED OP
WESTERN ASSET MTG DEFINED OP. Institutional holdings reported to the SEC.

Institutional Holders (2015Q1)
Portfolio Summary: 22 Institutional holders with a total value of $26,691,472.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 BESSEMER GROUP INC 270,540 6,497,000 24.34%
2 BANK OF AMERICA CORP /DE/ 172,493 4,143,000 15.52%
3 Horizon Kinetics LLC 156,091 3,749,000 14.05%
4 MORGAN STANLEY 91,503 2,198,000 8.23%
5 LPL Financial LLC 79,218 1,903,000 7.13%
6 Invesco Ltd. 59,195 1,422,000 5.33%
7 SIT INVESTMENT ASSOCIATES INC 56,776 1,364,000 5.11%
8 UBS Group AG 47,916 1,151,000 4.31%
9 Janney Montgomery Scott LLC 39,065 938,000 3.51%
10 WELLS FARGO & COMPANY/MN 37,444 899,000 3.37%
11 LADENBURG THALMANN FINANCIAL SERVICES INC. 22,300 536,000 2.01%
12 Yorktown Management & Research Co Inc 16,900 406,000 1.52%
13 GUGGENHEIM CAPITAL LLC 15,736 378,000 1.42%
14 NWAM LLC 14,274 343,000 1.29%
15 CITIGROUP INC 9,346 225,000 0.84%
16 DOLIVER ADVISORS, LP 9,298 223,000 0.84%
17 US BANCORP \DE\ 5,208 125,000 0.47%
18 MSI Financial Services Inc 2,717 65,000 0.24%
19 RISK PARADIGM GROUP, LLC 1,790 42,995 0.16%
20 ROYAL BANK OF CANADA 1,189 29,000 0.11%
21 Tower Research Capital LLC (TRC) 1,200 29,000 0.11%
22 AMERICAN INTERNATIONAL GROUP, INC. 1,061 25,477 0.10%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.