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WESTERN ASSET MTG DEFINED OP
WESTERN ASSET MTG DEFINED OP. Institutional holdings reported to the SEC.

Institutional Holders (2015Q3)
Portfolio Summary: 21 Institutional holders with a total value of $24,700,643.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 BANK OF AMERICA CORP /DE/ 197,104 4,916,000 19.90%
2 MORGAN STANLEY 157,138 3,919,000 15.87%
3 BESSEMER GROUP INC 156,419 3,901,000 15.79%
4 Horizon Kinetics LLC 125,930 3,140,000 12.71%
5 WELLS FARGO & COMPANY/MN 61,157 1,525,000 6.17%
6 UBS Group AG 58,039 1,447,000 5.86%
7 Invesco Ltd. 51,611 1,287,000 5.21%
8 LPL Financial LLC 42,487 1,064,000 4.31%
9 ROYAL BANK OF CANADA 41,511 1,036,000 4.19%
10 Janney Montgomery Scott LLC 30,566 762,000 3.08%
11 Yorktown Management & Research Co Inc 16,900 421,000 1.70%
12 GUGGENHEIM CAPITAL LLC 15,407 385,000 1.56%
13 Commonwealth Equity Services, Inc 13,579 339,000 1.37%
14 MSI Financial Services Inc 9,366 234,000 0.95%
15 CITIGROUP INC 7,245 181,000 0.73%
16 RISK PARADIGM GROUP, LLC 1,790 44,643 0.18%
17 Global X Management CO LLC 1,338 33,000 0.13%
18 AMERICAN INTERNATIONAL GROUP, INC. 1,061 27,000 0.11%
19 People's United Financial, Inc. 950 24,000 0.10%
20 NEXT Financial Group, Inc 600 14,000 0.06%
21 US BANCORP \DE\ 43 1,000 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.