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WESTERN ASSET INTER MUNI FD
WESTERN ASSET INTER MUNI FD. Institutional holdings reported to the SEC.

Institutional Holders (2016Q4)
Portfolio Summary: 47 Institutional holders with a total value of $18,607,020.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 MORGAN STANLEY 468,199 4,453,000 23.93%
2 WHITTIER TRUST CO 134,903 1,283,000 6.90%
3 RAYMOND JAMES & ASSOCIATES 126,042 1,199,000 6.44%
4 Commonwealth Equity Services, Inc 123,000 1,170,000 6.29%
5 Summit Financial Wealth Advisors, LLC 103,590 985,000 5.29%
6 WHITTIER TRUST CO OF NEVADA INC 84,986 808,000 4.34%
7 LADENBURG THALMANN FINANCIAL SERVICES INC. 78,642 748,000 4.02%
8 UBS Group AG 77,852 741,000 3.98%
9 Raymond James Financial Services Advisors, Inc. 75,840 721,000 3.87%
10 WELLS FARGO & COMPANY/MN 67,385 641,000 3.44%
11 FIRST TRUST ADVISORS LP 55,767 530,000 2.85%
12 KEMPNER CAPITAL MANAGEMENT INC. 47,800 455,000 2.45%
13 DOLIVER ADVISORS, LP 43,364 412,000 2.21%
14 BANK OF AMERICA CORP /DE/ 38,368 364,000 1.96%
15 Curi Capital, LLC 36,615 348,000 1.87%
16 Tortoise Investment Management, LLC 35,935 342,000 1.84%
17 Virtu KCG Holdings LLC 33,366 317,000 1.70%
18 Horizon Kinetics LLC 30,689 292,000 1.57%
19 MSI Financial Services Inc 29,882 284,000 1.53%
20 CIBC Private Wealth Group LLC 29,811 284,000 1.53%
21 ProVise Management Group, LLC 26,300 250,000 1.34%
22 Janney Montgomery Scott LLC 22,554 214,000 1.15%
23 LPL Financial LLC 20,111 192,000 1.03%
24 Stratford Consulting, LLC 18,716 178,000 0.96%
25 BAIRD FINANCIAL GROUP, INC. 16,994 162,000 0.87%
26 THOMASPARTNERS, INC. 15,000 143,000 0.77%
27 LANDSCAPE CAPITAL MANAGEMENT, L.L.C. 13,576 129,000 0.69%
28 OPPENHEIMER & CO INC 11,000 105,000 0.56%
29 Sigma Planning Corp 10,976 104,000 0.56%
30 LINCOLN NATIONAL CORP 10,720 102,000 0.55%
31 NWAM LLC 10,206 97,000 0.52%
32 ROYAL BANK OF CANADA 8,690 83,000 0.45%
33 BENJAMIN F. EDWARDS & COMPANY, INC. 8,343 79,000 0.42%
34 NEXT Financial Group, Inc 7,100 68,000 0.37%
35 US BANCORP \DE\ 5,925 56,000 0.30%
36 ADVISOR GROUP, INC. 5,667 54,000 0.29%
37 PNC FINANCIAL SERVICES GROUP, INC. 4,000 38,000 0.20%
38 Creative Planning 3,785 36,000 0.19%
39 CITY HOLDING CO 3,400 32,000 0.17%
40 FIFTH THIRD BANCORP 3,000 29,000 0.16%
41 ANCHOR INVESTMENT MANAGEMENT, LLC 2,000 19,020 0.10%
42 Portfolio Strategies Inc 1,812 17,000 0.09%
43 SOWELL FINANCIAL SERVICES LLC 1,117 11,000 0.06%
44 KANALY TRUST CO 1,147 11,000 0.06%
45 GENEOS WEALTH MANAGEMENT INC. 1,020 9,000 0.05%
46 Archford Capital Strategies, LLC 1,001 9,000 0.05%
47 Riggs Asset Managment Co. Inc. 300 3,000 0.02%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.