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WESTERN ASSET INTER MUNI FD
WESTERN ASSET INTER MUNI FD. Institutional holdings reported to the SEC.

Institutional Holders (2016Q3)
Portfolio Summary: 41 Institutional holders with a total value of $20,789,100.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 MORGAN STANLEY 547,922 5,781,000 27.81%
2 WHITTIER TRUST CO 146,027 1,541,000 7.41%
3 Commonwealth Equity Services, Inc 120,700 1,273,000 6.12%
4 RAYMOND JAMES & ASSOCIATES 112,565 1,188,000 5.71%
5 Summit Financial Wealth Advisors, LLC 103,256 1,089,000 5.24%
6 WHITTIER TRUST CO OF NEVADA INC 86,986 918,000 4.42%
7 Horizon Kinetics LLC 78,464 828,000 3.98%
8 LADENBURG THALMANN FINANCIAL SERVICES INC. 67,265 710,000 3.42%
9 WELLS FARGO & COMPANY/MN 65,684 693,000 3.33%
10 Raymond James Financial Services Advisors, Inc. 65,629 692,000 3.33%
11 ROBINSON CAPITAL MANAGEMENT, LLC 56,888 600,000 2.89%
12 KEMPNER CAPITAL MANAGEMENT INC. 47,800 504,000 2.42%
13 UBS Group AG 41,864 442,000 2.13%
14 BANK OF AMERICA CORP /DE/ 38,558 407,000 1.96%
15 Tortoise Investment Management, LLC 35,935 379,000 1.82%
16 FIRST TRUST ADVISORS LP 34,409 363,000 1.75%
17 ROYAL BANK OF CANADA 31,040 327,000 1.57%
18 MSI Financial Services Inc 29,411 310,000 1.49%
19 CIBC Private Wealth Group LLC 29,300 309,000 1.49%
20 ProVise Management Group, LLC 29,300 309,000 1.49%
21 Janney Montgomery Scott LLC 20,432 216,000 1.04%
22 LPL Financial LLC 20,351 214,000 1.03%
23 BAIRD FINANCIAL GROUP, INC. 20,194 213,000 1.02%
24 Concert Wealth Management Inc. 19,393 205,000 0.99%
25 Stratford Consulting, LLC 18,498 195,000 0.94%
26 THOMASPARTNERS, INC. 15,000 158,000 0.76%
27 DOLIVER ADVISORS, LP 14,479 153,000 0.74%
28 Sigma Planning Corp 13,978 147,000 0.71%
29 BENJAMIN F. EDWARDS & COMPANY, INC. 12,223 129,000 0.62%
30 LINCOLN NATIONAL CORP 10,720 113,000 0.54%
31 NEXT Financial Group, Inc 7,100 75,000 0.36%
32 US BANCORP \DE\ 5,925 63,000 0.30%
33 PNC FINANCIAL SERVICES GROUP, INC. 4,000 42,000 0.20%
34 ADVISOR GROUP, INC. 3,870 41,000 0.20%
35 Creative Planning 3,785 40,000 0.19%
36 Sandy Spring Bank 3,801 40,000 0.19%
37 CITY HOLDING CO 3,400 36,000 0.17%
38 ANCHOR INVESTMENT MANAGEMENT, LLC 2,000 21,100 0.10%
39 KANALY TRUST CO 1,147 12,000 0.06%
40 GENEOS WEALTH MANAGEMENT INC. 1,020 10,000 0.05%
41 Riggs Asset Managment Co. Inc. 300 3,000 0.01%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.