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DTF TAX
DTF TAX. Institutional holdings reported to the SEC.

Institutional Holders (2016Q3)
Portfolio Summary: 26 Institutional holders with a total value of $9,894,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 Advisors Asset Management, Inc. 103,433 1,685,000 17.03%
2 ROYAL BANK OF CANADA 92,097 1,500,000 15.16%
3 RAYMOND JAMES & ASSOCIATES 81,197 1,323,000 13.37%
4 Raymond James Financial Services Advisors, Inc. 53,439 871,000 8.80%
5 BANK OF AMERICA CORP /DE/ 48,797 795,000 8.04%
6 Nuveen Asset Management, LLC 45,249 737,000 7.45%
7 FIRST TRUST ADVISORS LP 28,378 462,000 4.67%
8 MORGAN STANLEY 28,024 457,000 4.62%
9 Fiera Capital Corp 24,372 397,000 4.01%
10 Segment Wealth Management, LLC 14,401 235,000 2.38%
11 Douglass Winthrop Advisors, LLC 14,050 229,000 2.31%
12 WELLS FARGO & COMPANY/MN 11,802 192,000 1.94%
13 LPL Financial LLC 11,470 185,000 1.87%
14 Virtu KCG Holdings LLC 10,726 175,000 1.77%
15 DIXON HUBARD FEINOUR & BROWN INC/VA 10,515 171,000 1.73%
16 LADENBURG THALMANN FINANCIAL SERVICES INC. 8,000 130,000 1.31%
17 Creative Planning 6,309 103,000 1.04%
18 UBS Group AG 3,866 63,000 0.64%
19 IFP ADVISORS, INC 2,308 38,000 0.38%
20 VALLEY NATIONAL ADVISERS INC 2,339 38,000 0.38%
21 Bartlett & Co. LLC 2,000 33,000 0.33%
22 ADVISOR GROUP, INC. 1,500 24,000 0.24%
23 MSI Financial Services Inc 1,202 20,000 0.20%
24 ENVESTNET ASSET MANAGEMENT INC 1,025 17,000 0.17%
25 BRONFMAN E.L. ROTHSCHILD, L.P. 700 11,000 0.11% PRN
26 Tower Research Capital LLC (TRC) 173 3,000 0.03%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.