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SPDR SERIES TRUST
SPDR SERIES TRUST. Institutional holdings reported to the SEC.

Institutional Holders (2014Q4)
Portfolio Summary: 27 Institutional holders with a total value of $96,200,933.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 BANK OF AMERICA CORP /DE/ 469,966 28,174,000 29.29%
2 MANAGED ACCOUNT ADVISORS LLC 437,427 26,224,000 27.26%
3 TD AMERITRADE INVESTMENT MANAGEMENT, LLC 432,860 25,950,000 26.97%
4 ROYAL BANK OF CANADA 43,786 2,625,000 2.73%
5 WELLS FARGO & COMPANY/MN 41,442 2,484,000 2.58%
6 ASSETMARK, INC 34,354 2,060,000 2.14%
7 Blue Edge Capital, LLC 31,023 1,859,828 1.93%
8 UBS Group AG 25,020 1,500,000 1.56%
9 SUSQUEHANNA INTERNATIONAL GROUP, LLP 18,997 1,139,000 1.18%
10 Private Advisor Group, LLC 10,462 627,000 0.65%
11 FIRSTMERIT BANK N A TRUSTEE 10,440 626,000 0.65%
12 Pinnacle Advisory Group, Inc. 10,230 613,000 0.64%
13 Invesco Ltd. 10,123 607,000 0.63%
14 MORGAN STANLEY 7,490 449,000 0.47%
15 LPL Financial LLC 6,273 376,000 0.39%
16 Creative Planning 4,844 290,000 0.30%
17 JANE STREET GROUP, LLC 4,097 246,000 0.26%
18 Bank of New York Mellon Corp 3,959 237,000 0.25%
19 NATIONAL PLANNING CORP 500 30,105 0.03%
20 OPTIMUM INVESTMENT ADVISORS 343 21,000 0.02%
21 REILLY FINANCIAL ADVISORS, LLC 347 21,000 0.02%
22 FIFTH THIRD BANCORP 259 16,000 0.02%
23 LADENBURG THALMANN FINANCIAL SERVICES INC. 227 14,000 0.01%
24 ENVESTNET ASSET MANAGEMENT INC 175 10,000 0.01%
25 CITIGROUP INC 13 1,000 0.00%
26 WFG Advisors, LP 9 1,000 0.00%
27 Parallax Volatility Advisers, L.P. 1 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.