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SPDR SERIES TRUST
SPDR SERIES TRUST. Institutional holdings reported to the SEC.

Institutional Holders (2015Q3)
Portfolio Summary: 49 Institutional holders with a total value of $243,594,865.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 BANK OF AMERICA CORP /DE/ 1,062,033 64,391,000 26.43%
2 STEPHENS INC /AR/ 600,094 36,384,000 14.94%
3 TD AMERITRADE INVESTMENT MANAGEMENT, LLC 390,954 23,704,000 9.73%
4 PARAMETRIC PORTFOLIO ASSOCIATES LLC 233,119 14,134,000 5.80%
5 NewSquare Capital LLC 202,598 12,283,000 5.04%
6 WELLS FARGO & COMPANY/MN 192,969 11,699,000 4.80%
7 Transamerica Financial Advisors, LLC 166,569 10,100,000 4.15%
8 STATE STREET CORP 152,878 9,269,000 3.81%
9 MORGAN STANLEY 127,312 7,719,000 3.17%
10 Prospera Financial Services Inc 113,323 6,871,000 2.82%
11 UBS Group AG 110,170 6,680,000 2.74%
12 ROYAL BANK OF CANADA 97,214 5,894,000 2.42%
13 DRW Securities, LLC 65,988 4,001,000 1.64%
14 Private Advisor Group, LLC 64,882 3,934,000 1.61%
15 ASSETMARK, INC 63,168 3,830,000 1.57%
16 XPONANCE LLC 56,266 3,394,000 1.39%
17 Blue Edge Capital, LLC 32,110 1,945,920 0.80%
18 AMERICAFIRST CAPITAL MANAGEMENT, LLC 30,701 1,861,402 0.76%
19 Virtu KCG Holdings LLC 27,628 1,675,000 0.69%
20 AMERIPRISE FINANCIAL INC 25,424 1,544,000 0.63%
21 ADVANTAGE INVESTMENT MANAGEMENT, LLC 23,695 1,437,000 0.59%
22 BAIRD FINANCIAL GROUP, INC. 22,644 1,373,000 0.56%
23 RAYMOND JAMES & ASSOCIATES 18,810 1,140,000 0.47%
24 LPL Financial LLC 18,458 1,119,000 0.46%
25 SUSQUEHANNA INTERNATIONAL GROUP, LLP 17,304 1,049,000 0.43%
26 Raymond James Financial Services Advisors, Inc. 15,820 959,000 0.39%
27 REGIONS FINANCIAL CORP 10,870 659,000 0.27%
28 FIRSTMERIT BANK N A TRUSTEE 10,440 633,000 0.26%
29 STIFEL FINANCIAL CORP 10,429 632,000 0.26%
30 ENVESTNET ASSET MANAGEMENT INC 7,267 441,000 0.18%
31 INVESTMENT PARTNERS, LTD. 5,950 362,000 0.15%
32 AMERICAN INTERNATIONAL GROUP, INC. 4,944 300,000 0.12%
33 PNC FINANCIAL SERVICES GROUP, INC. 4,895 297,000 0.12%
34 VSR Financial Services, Inc. 4,806 291,000 0.12%
35 Creative Planning 4,668 283,000 0.12%
36 BB&T SECURITIES, LLC 4,208 255,000 0.10%
37 TWO SIGMA SECURITIES, LLC 3,930 238,000 0.10%
38 Bank of New York Mellon Corp 3,700 224,000 0.09%
39 ARS Wealth Advisors, LLC 3,600 218,000 0.09%
40 AGF INVESTMENTS INC. 1,706 104,000 0.04%
41 Simplicity Solutions, LLC 1,180 71,543 0.03%
42 CITIGROUP INC 1,080 66,000 0.03%
43 WFG Advisors, LP 590 36,000 0.01%
44 Advisors Preferred, LLC 381 23,000 0.01%
45 REILLY FINANCIAL ADVISORS, LLC 347 21,000 0.01%
46 EDMOND DE ROTHSCHILD HOLDING S.A. 309 19,000 0.01%
47 FIFTH THIRD BANCORP 259 16,000 0.01%
48 LADENBURG THALMANN FINANCIAL SERVICES INC. 246 15,000 0.01%
49 Parallax Volatility Advisers, L.P. 1 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.