Dark
Light
System
Security
SPDR SERIES TRUST
SPDR SERIES TRUST. Institutional holdings reported to the SEC.

Institutional Holders (2015Q3)
Portfolio Summary: 49 Institutional holders with a total value of $243,594,865.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 Parallax Volatility Advisers, L.P. 1 0 0.00%
2 LADENBURG THALMANN FINANCIAL SERVICES INC. 246 15,000 0.01%
3 FIFTH THIRD BANCORP 259 16,000 0.01%
4 EDMOND DE ROTHSCHILD HOLDING S.A. 309 19,000 0.01%
5 REILLY FINANCIAL ADVISORS, LLC 347 21,000 0.01%
6 Advisors Preferred, LLC 381 23,000 0.01%
7 WFG Advisors, LP 590 36,000 0.01%
8 CITIGROUP INC 1,080 66,000 0.03%
9 Simplicity Solutions, LLC 1,180 71,543 0.03%
10 AGF INVESTMENTS INC. 1,706 104,000 0.04%
11 ARS Wealth Advisors, LLC 3,600 218,000 0.09%
12 Bank of New York Mellon Corp 3,700 224,000 0.09%
13 TWO SIGMA SECURITIES, LLC 3,930 238,000 0.10%
14 BB&T SECURITIES, LLC 4,208 255,000 0.10%
15 Creative Planning 4,668 283,000 0.12%
16 VSR Financial Services, Inc. 4,806 291,000 0.12%
17 PNC FINANCIAL SERVICES GROUP, INC. 4,895 297,000 0.12%
18 AMERICAN INTERNATIONAL GROUP, INC. 4,944 300,000 0.12%
19 INVESTMENT PARTNERS, LTD. 5,950 362,000 0.15%
20 ENVESTNET ASSET MANAGEMENT INC 7,267 441,000 0.18%
21 STIFEL FINANCIAL CORP 10,429 632,000 0.26%
22 FIRSTMERIT BANK N A TRUSTEE 10,440 633,000 0.26%
23 REGIONS FINANCIAL CORP 10,870 659,000 0.27%
24 Raymond James Financial Services Advisors, Inc. 15,820 959,000 0.39%
25 SUSQUEHANNA INTERNATIONAL GROUP, LLP 17,304 1,049,000 0.43%
26 LPL Financial LLC 18,458 1,119,000 0.46%
27 RAYMOND JAMES & ASSOCIATES 18,810 1,140,000 0.47%
28 BAIRD FINANCIAL GROUP, INC. 22,644 1,373,000 0.56%
29 ADVANTAGE INVESTMENT MANAGEMENT, LLC 23,695 1,437,000 0.59%
30 AMERIPRISE FINANCIAL INC 25,424 1,544,000 0.63%
31 Virtu KCG Holdings LLC 27,628 1,675,000 0.69%
32 AMERICAFIRST CAPITAL MANAGEMENT, LLC 30,701 1,861,402 0.76%
33 Blue Edge Capital, LLC 32,110 1,945,920 0.80%
34 XPONANCE LLC 56,266 3,394,000 1.39%
35 ASSETMARK, INC 63,168 3,830,000 1.57%
36 Private Advisor Group, LLC 64,882 3,934,000 1.61%
37 DRW Securities, LLC 65,988 4,001,000 1.64%
38 ROYAL BANK OF CANADA 97,214 5,894,000 2.42%
39 UBS Group AG 110,170 6,680,000 2.74%
40 Prospera Financial Services Inc 113,323 6,871,000 2.82%
41 MORGAN STANLEY 127,312 7,719,000 3.17%
42 STATE STREET CORP 152,878 9,269,000 3.81%
43 Transamerica Financial Advisors, LLC 166,569 10,100,000 4.15%
44 WELLS FARGO & COMPANY/MN 192,969 11,699,000 4.80%
45 NewSquare Capital LLC 202,598 12,283,000 5.04%
46 PARAMETRIC PORTFOLIO ASSOCIATES LLC 233,119 14,134,000 5.80%
47 TD AMERITRADE INVESTMENT MANAGEMENT, LLC 390,954 23,704,000 9.73%
48 STEPHENS INC /AR/ 600,094 36,384,000 14.94%
49 BANK OF AMERICA CORP /DE/ 1,062,033 64,391,000 26.43%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.