| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | KEMET CORP | 1,540,583 | 10,214,000 | 6.82% | ||
| 2 | POWERSHARES QQQ TRUST | 80,000 | 9,478,000 | 6.33% | Put | |
| 3 | VANGUARD INDEX FDS | 72,269 | 7,398,000 | 4.94% | ||
| 4 | PIMCO ETF TR | 60,911 | 6,172,000 | 4.12% | ||
| 5 | SOLAR SENIOR | 284,706 | 4,681,000 | 3.12% | ||
| 6 | EARTHLINK HOLDINGS | 730,565 | 4,120,000 | 2.75% | ||
| 7 | VANGUARD SCOTTSDALE FDS | 41,645 | 3,305,000 | 2.21% | ||
| 8 | VANGUARD INDEX FDS | 24,109 | 3,173,000 | 2.12% | ||
| 9 | HC2 HLDGS INC COM | 508,387 | 3,015,000 | 2.01% | ||
| 10 | CADIZ INC COM NEW | 238,135 | 2,977,000 | 1.99% | ||
| 11 | ISHARES TR | 15,527 | 2,777,000 | 1.85% | ||
| 12 | BROADWIND ENERGY INC | 670,657 | 2,713,000 | 1.81% | ||
| 13 | PENNANTPARK INVT CORP | 353,155 | 2,705,000 | 1.81% | ||
| 14 | GTY TECHNOLOGY HOLDINGS INC | 249,999 | 2,687,000 | 1.79% | ||
| 15 | VANGUARD MALVERN FDS | 53,690 | 2,639,000 | 1.76% | ||
| 16 | VANGUARD SCOTTSDALE FDS | 30,290 | 2,596,000 | 1.73% | ||
| 17 | TELENAV INC COM | 366,187 | 2,582,000 | 1.72% | ||
| 18 | PENNANTPARK FLOATING RATE CA | 179,970 | 2,539,000 | 1.69% | ||
| 19 | ISHARES TR | 49,058 | 2,489,000 | 1.66% | ||
| 20 | BOULEVARD ACQUISITION | 251,548 | 2,488,000 | 1.66% | ||
| 21 | MICROSOFT CORP | 36,611 | 2,275,000 | 1.52% | ||
| 22 | HP INC | 144,548 | 2,145,000 | 1.43% | ||
| 23 | CF CORP | 214,168 | 2,125,000 | 1.42% | ||
| 24 | VANGUARD INTL EQUITY INDEX F | 50,439 | 1,805,000 | 1.20% | ||
| 25 | VANGUARD INDEX FDS | 15,592 | 1,798,000 | 1.20% | ||
| 26 | DOUBLELINE INCOME SOLUTIONS | 87,321 | 1,658,000 | 1.11% | ||
| 27 | SPDR S&P 500 ETF TR | 7,175 | 1,604,000 | 1.07% | ||
| 28 | ISHARES TR | 52,840 | 1,562,000 | 1.04% | ||
| 29 | DIGITAL TURBINE INC | 2,210,775 | 1,504,000 | 1.00% | ||
| 30 | ISHARES TR NEW YORK MUN ETF | 12,828 | 1,397,000 | 0.93% | ||
| 31 | VANGUARD SPECIALIZED FUNDS | 15,814 | 1,347,000 | 0.90% | ||
| 32 | NETLIST INC | 1,275,455 | 1,301,000 | 0.87% | ||
| 33 | HEWLETT PACKARD ENTERPRISE C | 55,812 | 1,291,000 | 0.86% | ||
| 34 | ARES CAPITAL CORP | 77,899 | 1,285,000 | 0.86% | ||
| 35 | ISHARES | 17,176 | 1,247,000 | 0.83% | ||
| 36 | ISHARES TR | 10,604 | 1,243,000 | 0.83% | ||
| 37 | ISHARES TR | 21,458 | 1,239,000 | 0.83% | ||
| 38 | APPLE INC | 10,239 | 1,186,000 | 0.79% | ||
| 39 | ATLANTIC ALLIANCE PARTNER CO | 125,115 | 1,157,000 | 0.77% | ||
| 40 | ISHARES TR | 12,325 | 1,092,000 | 0.73% | ||
| 41 | ISHARES TR | 9,779 | 1,078,000 | 0.72% | ||
| 42 | MORGAN STANLEY | 25,000 | 1,056,000 | 0.70% | Put | |
| 43 | PIMCO ETF TR | 10,177 | 1,021,000 | 0.68% | ||
| 44 | AVISTA HEALTHCARE PUB ACQ CO | 100,000 | 985,000 | 0.66% | ||
| 45 | ISHARES TR | 21,269 | 962,000 | 0.64% | ||
| 46 | POWERSHARES QQQ TRUST | 7,603 | 901,000 | 0.60% | ||
| 47 | TORTOISE MLP FD INCORPORATED | 46,160 | 881,000 | 0.59% | ||
| 48 | SPDR INDEX SHS FDS | 21,161 | 870,000 | 0.58% | ||
| 49 | APOLLO SR FLOATING RATE FD INC COM | 49,893 | 868,000 | 0.58% | ||
| 50 | ISHARES TR | 7,580 | 820,000 | 0.55% |
Portfolio data is normalized using SEC Form 13F filings, including the Original 13F-HR (0001615774-17-000642, filed 2017.02.15).
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
