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SMART SAND INC
SMART SAND INC. Institutional holdings reported to the SEC.

Institutional Holders (2016Q4)
Portfolio Summary: 72 Institutional holders with a total value of $213,419,765.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 BARCLAYS PLC 223 4,000 0.00%
2 Catalyst Capital Advisors LLC 300 5,000 0.00%
3 BlackRock Finance, Inc. 531 9,000 0.00%
4 ROYAL BANK OF CANADA 837 14,000 0.01%
5 Clearbridge Investments, LLC 1,029 17,000 0.01%
6 BANK OF AMERICA CORP /DE/ 1,627 27,000 0.01%
7 UBS Group AG 2,240 37,000 0.02%
8 Legal & General Group Plc 3,421 56,000 0.03%
9 STRS OHIO 3,800 62,000 0.03%
10 BOKF, NA 3,765 62,000 0.03%
11 BLACKROCK ADVISORS LLC 4,673 77,000 0.04%
12 Nationwide Fund Advisors 5,593 93,000 0.04%
13 MANUFACTURERS LIFE INSURANCE COMPANY, THE 6,074 101,000 0.05%
14 DEUTSCHE BANK AG\ 7,210 119,000 0.06%
15 Tower Research Capital LLC (TRC) 10,058 166,000 0.08%
16 SUSQUEHANNA INTERNATIONAL GROUP, LLP 10,707 177,000 0.08%
17 TUDOR INVESTMENT CORP ET AL 12,157 201,000 0.09%
18 Quantitative Systematic Strategies LLC 12,635 206,000 0.10%
19 LANDSCAPE CAPITAL MANAGEMENT, L.L.C. 15,000 248,000 0.12%
20 CREDIT SUISSE AG/ 15,690 260,000 0.12%
21 CITIGROUP INC 16,712 276,000 0.13%
22 JPMORGAN CHASE & CO 17,828 295,000 0.14%
23 Hawkins Capital L.P. 18,000 297,000 0.14%
24 TEACHERS ADVISORS, LLC 18,468 306,000 0.14%
25 Winslow, Evans & Crocker, Inc. 18,626 308,244 0.14%
26 Jefferies Group LLC 20,000 331,000 0.16%
27 JANE STREET GROUP, LLC 20,150 333,000 0.16%
28 Cubist Systematic Strategies, LLC 22,465 372,000 0.17%
29 WESTPAC BANKING CORP 23,959 396,521 0.19%
30 CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM 24,400 404,000 0.19%
31 Pine River Capital Management L.P. 25,000 414,000 0.19%
32 CITADEL ADVISORS LLC 31,914 528,000 0.25%
33 LPL Financial LLC 31,520 530,000 0.25%
34 GLG LLC 37,377 619,000 0.29%
35 MONASHEE INVESTMENT MANAGEMENT LLC 37,457 620,000 0.29%
36 MORGAN STANLEY 38,265 634,000 0.30%
37 CHARLES SCHWAB INVESTMENT MANAGEMENT INC 41,068 680,000 0.32%
38 BlackRock Investment Management, LLC 41,311 684,000 0.32%
39 TIAA CREF INVESTMENT MANAGEMENT LLC 45,220 748,000 0.35%
40 Informed Momentum Co LLC 54,278 898,000 0.42%
41 BlackRock Institutional Trust Company, N.A. 60,521 1,002,000 0.47%
42 WELLS FARGO & COMPANY/MN 70,233 1,162,000 0.54%
43 PARAMETRIC PORTFOLIO ASSOCIATES LLC 72,440 1,199,000 0.56%
44 Bank of New York Mellon Corp 89,915 1,488,000 0.70%
45 MOODY ALDRICH & SULLIVAN LLC 102,265 1,692,000 0.79%
46 CASTLEARK MANAGEMENT LLC 116,200 1,923,000 0.90%
47 Spark Investment Management LLC 124,100 2,053,000 0.96%
48 GEODE CAPITAL MANAGEMENT, LLC 124,702 2,063,000 0.97%
49 STATE STREET CORP 132,659 2,198,000 1.03%
50 RUSSELL INVESTMENTS GROUP, LTD. 135,760 2,216,000 1.04%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.