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SONOMA PHARMACEUTICALS INC
SONOMA PHARMACEUTICALS INC. Institutional holdings reported to the SEC.

Institutional Holders (2017Q2)
Portfolio Summary: 17 Institutional holders with a total value of $2,783,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 BARD ASSOCIATES INC 122,899 814,000 29.25%
2 VANGUARD GROUP INC 103,301 684,000 24.58%
3 JW Asset Management, LLC 100,951 668,000 24.00%
4 RENAISSANCE TECHNOLOGIES LLC 39,322 260,000 9.34%
5 BlackRock Finance, Inc. 28,104 186,000 6.68%
6 GEODE CAPITAL MANAGEMENT, LLC 13,177 87,000 3.13%
7 ACADIAN ASSET MANAGEMENT LLC 3,093 20,000 0.72%
8 MORGAN STANLEY 2,616 17,000 0.61%
9 UBS Group AG 1,690 12,000 0.43%
10 DEUTSCHE BANK AG\ 1,389 9,000 0.32%
11 WELLS FARGO & COMPANY/MN 1,014 7,000 0.25%
12 BANK OF AMERICA CORP /DE/ 980 7,000 0.25%
13 Hartford Financial Management Inc. 900 5,000 0.18%
14 BANK OF MONTREAL /CAN/ 564 4,000 0.14%
15 JPMORGAN CHASE & CO 303 2,000 0.07%
16 LADENBURG THALMANN FINANCIAL SERVICES INC. 170 1,000 0.04%
17 CITIGROUP INC 34 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.