| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | SABBY MANAGEMENT, LLC | 358,535 | 1,771,000 | 49.28% | ||
| 2 | Opaleye Management Inc. | 320,000 | 1,578,000 | 43.91% | ||
| 3 | VANGUARD GROUP INC | 21,088 | 104,000 | 2.89% | ||
| 4 | Creative Planning | 20,861 | 103,000 | 2.87% | ||
| 5 | UBS Group AG | 6,287 | 31,000 | 0.86% | ||
| 6 | BlackRock Fund Advisors | 1,402 | 7,000 | 0.19% | ||
| 7 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 20 | 0 | 0.00% | ||
| 8 | DEUTSCHE BANK AG\ | 1 | 0 | 0.00% | ||
| 9 | MORGAN STANLEY | 1 | 0 | 0.00% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.