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WAFERGEN BIO-SYSTEMS INC
WAFERGEN BIO-SYSTEMS INC. Institutional holdings reported to the SEC.

Institutional Holders (2016Q4)
Portfolio Summary: 9 Institutional holders with a total value of $3,594,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 SABBY MANAGEMENT, LLC 358,535 1,771,000 49.28%
2 Opaleye Management Inc. 320,000 1,578,000 43.91%
3 VANGUARD GROUP INC 21,088 104,000 2.89%
4 Creative Planning 20,861 103,000 2.87%
5 UBS Group AG 6,287 31,000 0.86%
6 BlackRock Fund Advisors 1,402 7,000 0.19%
7 LADENBURG THALMANN FINANCIAL SERVICES INC. 20 0 0.00%
8 DEUTSCHE BANK AG\ 1 0 0.00%
9 MORGAN STANLEY 1 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.