| 1 |
FRANKLIN RESOURCES INC |
2,085,205 |
5,880,000 |
45.52% |
|
|
| 2 |
SABBY MANAGEMENT, LLC |
1,248,097 |
3,520,000 |
27.25% |
|
|
| 3 |
KENNEDY CAPITAL MANAGEMENT LLC |
446,641 |
1,260,000 |
9.76% |
|
|
| 4 |
VANGUARD GROUP INC |
142,457 |
402,000 |
3.11% |
|
|
| 5 |
DAFNA Capital Management LLC |
121,884 |
344,000 |
2.66% |
|
|
| 6 |
DEUTSCHE BANK AG\ |
101,251 |
285,000 |
2.21% |
|
|
| 7 |
Weiss Multi-Strategy Advisers LLC |
75,000 |
212,000 |
1.64% |
|
|
| 8 |
GEODE CAPITAL MANAGEMENT, LLC |
73,014 |
205,000 |
1.59% |
|
|
| 9 |
CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM |
65,300 |
192,000 |
1.49% |
|
|
| 10 |
RTW INVESTMENTS, LP |
60,000 |
169,000 |
1.31% |
|
|
| 11 |
BANK OF AMERICA CORP /DE/ |
29,873 |
84,000 |
0.65% |
|
|
| 12 |
SUSQUEHANNA INTERNATIONAL GROUP, LLP |
25,966 |
73,000 |
0.57% |
|
|
| 13 |
RENAISSANCE TECHNOLOGIES LLC |
20,363 |
57,000 |
0.44% |
|
|
| 14 |
Spark Investment Management LLC |
20,600 |
55,000 |
0.43% |
|
|
| 15 |
Virtu KCG Holdings LLC |
18,176 |
51,000 |
0.39% |
|
|
| 16 |
MARATHON CAPITAL MANAGEMENT |
13,143 |
37,000 |
0.29% |
|
|
| 17 |
SUSQUEHANNA INTERNATIONAL GROUP, LLP |
11,500 |
32,000 |
0.25% |
Put |
|
| 18 |
NORTHERN TRUST CORP |
10,324 |
29,000 |
0.22% |
|
|
| 19 |
BlackRock Investment Management, LLC |
3,077 |
9,000 |
0.07% |
|
|
| 20 |
Hanson & Doremus Investment Management |
2,410 |
7,000 |
0.05% |
|
|
| 21 |
MUFG Americas Holdings Corp |
1,860 |
5,000 |
0.04% |
|
|
| 22 |
SIMPLEX TRADING, LLC |
1,001 |
3,000 |
0.02% |
|
|
| 23 |
UBS Group AG |
567 |
2,000 |
0.02% |
|
|
| 24 |
MORGAN STANLEY |
433 |
1,000 |
0.01% |
|
|
| 25 |
MANUFACTURERS LIFE INSURANCE COMPANY, THE |
246 |
1,000 |
0.01% |
|
|
| 26 |
GROUP ONE TRADING LLC |
200 |
1,000 |
0.01% |
|
|
