| 1 |
FRANKLIN RESOURCES INC |
2,085,205 |
5,150,000 |
47.86% |
|
|
| 2 |
SABBY MANAGEMENT, LLC |
939,690 |
2,321,000 |
21.57% |
|
|
| 3 |
KENNEDY CAPITAL MANAGEMENT LLC |
446,641 |
1,103,000 |
10.25% |
|
|
| 4 |
VANGUARD GROUP INC |
145,657 |
360,000 |
3.35% |
|
|
| 5 |
DAFNA Capital Management LLC |
111,884 |
276,000 |
2.56% |
|
SH |
| 6 |
DEUTSCHE BANK AG\ |
90,740 |
224,000 |
2.08% |
|
|
| 7 |
CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM |
65,300 |
192,000 |
1.78% |
|
|
| 8 |
GEODE CAPITAL MANAGEMENT, LLC |
73,299 |
181,000 |
1.68% |
|
|
| 9 |
Weiss Multi-Strategy Advisers LLC |
69,500 |
172,000 |
1.60% |
|
|
| 10 |
RTW INVESTMENTS, LP |
60,000 |
148,000 |
1.38% |
|
|
| 11 |
SUSQUEHANNA INTERNATIONAL GROUP, LLP |
56,857 |
140,000 |
1.30% |
|
|
| 12 |
Virtu KCG Holdings LLC |
45,367 |
112,000 |
1.04% |
|
|
| 13 |
SUSQUEHANNA INTERNATIONAL GROUP, LLP |
34,300 |
85,000 |
0.79% |
Put |
|
| 14 |
BANK OF AMERICA CORP /DE/ |
29,873 |
73,000 |
0.68% |
|
|
| 15 |
STIFEL FINANCIAL CORP |
18,430 |
46,000 |
0.43% |
|
|
| 16 |
SUSQUEHANNA INTERNATIONAL GROUP, LLP |
15,300 |
38,000 |
0.35% |
Call |
|
| 17 |
Spark Investment Management LLC |
15,400 |
36,000 |
0.33% |
|
|
| 18 |
GROUP ONE TRADING LLC |
11,780 |
29,000 |
0.27% |
|
|
| 19 |
RENAISSANCE TECHNOLOGIES LLC |
10,870 |
27,000 |
0.25% |
|
|
| 20 |
NORTHERN TRUST CORP |
10,324 |
26,000 |
0.24% |
|
|
| 21 |
BlackRock Investment Management, LLC |
3,351 |
8,000 |
0.07% |
|
|
| 22 |
MUFG Americas Holdings Corp |
2,360 |
6,000 |
0.06% |
|
|
| 23 |
Hanson & Doremus Investment Management |
2,410 |
6,000 |
0.06% |
|
|
| 24 |
MORGAN STANLEY |
400 |
1,000 |
0.01% |
|
|
| 25 |
MANUFACTURERS LIFE INSURANCE COMPANY, THE |
246 |
1,000 |
0.01% |
|
|
