| 1 |
CREDIT SUISSE AG/ |
428,764 |
4,172,000 |
25.55% |
|
|
| 2 |
Bulldog Investors, LLP |
196,209 |
1,909,000 |
11.69% |
|
|
| 3 |
1607 Capital Partners, LLC |
125,607 |
1,222,000 |
7.48% |
|
|
| 4 |
WOLVERINE ASSET MANAGEMENT LLC |
110,471 |
1,074,000 |
6.58% |
|
|
| 5 |
ING GROEP NV |
100,000 |
960,000 |
5.88% |
|
|
| 6 |
Weiss Asset Management LP |
82,676 |
804,000 |
4.92% |
|
|
| 7 |
LAZARD ASSET MANAGEMENT LLC |
81,824 |
796,000 |
4.87% |
|
|
| 8 |
BNP PARIBAS FINANCIAL MARKETS |
79,689 |
775,374 |
4.75% |
|
|
| 9 |
Horizon Kinetics LLC |
75,123 |
732,000 |
4.48% |
|
|
| 10 |
KNIGHTSBRIDGE ASSET MANAGEMENT, LLC |
58,250 |
567,000 |
3.47% |
|
|
| 11 |
Gramercy Funds Management LLC |
58,032 |
565,000 |
3.46% |
|
|
| 12 |
STIFEL FINANCIAL CORP |
44,291 |
431,000 |
2.64% |
|
|
| 13 |
WELLS FARGO & COMPANY/MN |
32,194 |
313,000 |
1.92% |
|
|
| 14 |
Yakira Capital Management, Inc. |
31,265 |
304,000 |
1.86% |
|
SH |
| 15 |
Point View Wealth Management, Inc. |
27,688 |
269,000 |
1.65% |
|
|
| 16 |
LPL Financial LLC |
20,183 |
200,000 |
1.22% |
|
|
| 17 |
BAIRD FINANCIAL GROUP, INC. |
19,100 |
186,000 |
1.14% |
|
|
| 18 |
MAD RIVER INVESTORS |
14,500 |
141,000 |
0.86% |
|
|
| 19 |
VSR Financial Services, Inc. |
13,300 |
129,000 |
0.79% |
|
|
| 20 |
GUARDIAN CAPITAL ADVISORS LP |
11,500 |
111,000 |
0.68% |
|
|
| 21 |
FRANKLIN RESOURCES INC |
11,143 |
108,000 |
0.66% |
|
|
| 22 |
EDMOND DE ROTHSCHILD HOLDING S.A. |
10,625 |
103,000 |
0.63% |
|
|
| 23 |
EDMOND DE ROTHSCHILD (SUISSE) S.A. |
10,625 |
103,000 |
0.63% |
|
|
| 24 |
MORGAN STANLEY |
9,770 |
95,000 |
0.58% |
|
|
| 25 |
LADENBURG THALMANN FINANCIAL SERVICES INC. |
8,674 |
84,000 |
0.51% |
|
|
| 26 |
UBS Group AG |
4,954 |
48,000 |
0.29% |
|
|
| 27 |
Hudock, Inc. |
3,551 |
34,000 |
0.21% |
|
|
| 28 |
Thomas J. Herzfeld Advisors, Inc. |
3,000 |
29,000 |
0.18% |
|
|
| 29 |
CITIGROUP INC |
2,682 |
26,000 |
0.16% |
|
|
| 30 |
BANK OF AMERICA CORP /DE/ |
2,420 |
24,000 |
0.15% |
|
|
| 31 |
PRENTISS SMITH & CO INC |
900 |
9,000 |
0.06% |
|
|
| 32 |
BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC |
500 |
5,000 |
0.03% |
|
|
| 33 |
Tower Research Capital LLC (TRC) |
230 |
2,000 |
0.01% |
|
|
