| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | GENERAL AMERN INVS CO INC | 938,339 | 29,070,000 | 11.74% | ||
| 2 | LMP REAL ESTATE INCOME FD INC COM | 1,927,142 | 23,665,000 | 9.56% | ||
| 3 | DWS HIGH INCOME OPPORTUNITIES | 1,373,893 | 18,067,000 | 7.30% | ||
| 4 | ADVENT CLAYMORE ENH GRW & IN | 1,557,483 | 12,771,000 | 5.16% | ||
| 5 | HILL INTERNATIONAL INC | 3,644,390 | 11,954,000 | 4.83% | ||
| 6 | LIBERTY ALL STAR EQUITY FD | 2,306,646 | 11,718,000 | 4.73% | ||
| 7 | MVC CAPITAL INC COM | 1,412,685 | 11,598,000 | 4.68% | ||
| 8 | Swiss Helvetia Fd | 957,239 | 10,396,000 | 4.20% | ||
| 9 | QUINPARIO ACQUISITION CORP 2 | 39,389 | 9,847,000 | 3.98% | ||
| 10 | BOULDER GROWTH & INCOME FUND COM | 1,269,995 | 9,461,000 | 3.82% | ||
| 11 | IMPERIAL HLDGS INC 8.5 PERCENT 2/19 | 8,667,000 | 9,252,000 | 3.74% | PRN | |
| 12 | NEW YORK REIT INC | 880,186 | 8,855,000 | 3.58% | ||
| 13 | TRI CONTL CORP | 392,619 | 7,656,000 | 3.09% | ||
| 14 | DWS GLBL HIGH INCOME FD INC | 780,911 | 5,903,000 | 2.38% | ||
| 15 | GARNERO GROUP ACQUISITION CO | 585,800 | 5,780,000 | 2.33% | ||
| 16 | Bdca Venture Inc | 1,140,617 | 5,350,000 | 2.16% | ||
| 17 | FULL CIRCLE CAP CORP | 1,730,453 | 5,325,000 | 2.15% | ||
| 18 | NUVEEN DIVERSIFIED COMMODTY | 476,214 | 4,911,000 | 1.98% | ||
| 19 | CENTRAL SECS CORP | 244,015 | 4,822,000 | 1.95% | ||
| 20 | AROWANA INC | 400,000 | 4,068,000 | 1.64% | ||
| 21 | GLOBAL DEFENSE & NATL SEC SY | 351,599 | 3,699,000 | 1.49% | ||
| 22 | SINO MERCURY ACQUISITION CORP | 275,000 | 2,694,000 | 1.09% | ||
| 23 | 1347 CAP CORP | 253,884 | 2,607,000 | 1.05% | ||
| 24 | MANAGED HIGH YIELD PLUS FUND INC | 1,509,946 | 2,430,000 | 0.98% | ||
| 25 | ADAMS DIVERSIFIED EQUITY FD | 170,381 | 2,172,000 | 0.88% | ||
| 26 | HARMONY MERGER CORP | 200,918 | 1,989,000 | 0.80% | ||
| 27 | TERRAPIN 3 ACQUISITION CORP | 200,000 | 1,976,000 | 0.80% | ||
| 28 | GYRODYNE LLC COM | 69,641 | 1,953,000 | 0.79% | ||
| 29 | TEMPLETON RUS AND EAST EUR F | 196,209 | 1,909,000 | 0.77% | ||
| 30 | PACHOLDER HIGH YIELD FD INC | 280,158 | 1,771,000 | 0.72% | ||
| 31 | BANCROFT FD LTD | 92,809 | 1,736,000 | 0.70% | ||
| 32 | FEDERATED ENHANC TREAS INCM | 117,298 | 1,586,000 | 0.64% | ||
| 33 | ELECTRUM SPL ACQUISITION COR | 150,000 | 1,482,000 | 0.60% | ||
| 34 | CUSHING MLP TOTAL RETURN FD | 99,174 | 1,166,000 | 0.47% | ||
| 35 | CAMBRIDGE CAP ACQUISITION CO | 115,825 | 1,155,000 | 0.47% | ||
| 36 | TRANSAMERICA INCOME SHS INC | 40,178 | 870,000 | 0.35% | ||
| 37 | BOULDER BRANDS INC | 81,895 | 671,000 | 0.27% | ||
| 38 | GDL FUND | 65,202 | 639,000 | 0.26% | ||
| 39 | BARINGTON HILCO ACQUISITION | 62,500 | 636,000 | 0.26% | ||
| 40 | ELLSWORTH GROWTH AND INCOME FU COM | 65,922 | 516,000 | 0.21% | ||
| 41 | ROYCE VALUE TR INC | 34,100 | 392,000 | 0.16% | ||
| 42 | QUINPARIO ACQUISITION CORP 2 | 39,389 | 389,000 | 0.16% | ||
| 43 | SILVER BAY RLTY TR CORP | 23,931 | 383,000 | 0.15% | ||
| 44 | CAESARS ACQUISITION CO CL A | 49,458 | 351,000 | 0.14% | ||
| 45 | Alpine Total Dynamic Dividend | 36,500 | 274,000 | 0.11% | ||
| 46 | QUINPARIO ACQUISITION CORP 2 | 25,611 | 263,000 | 0.11% | ||
| 47 | NUVEEN GLOBAL HIGH INCOME FD | 15,975 | 230,000 | 0.09% | ||
| 48 | JETPAY CORP | 77,698 | 215,000 | 0.09% | ||
| 49 | PANGAEA LOGISTICS SOLUTION L | 54,345 | 168,000 | 0.07% | ||
| 50 | SINO MERCURY ACQUISITION COR | 275,000 | 140,000 | 0.06% |
Portfolio data is normalized using SEC Form 13F filings, including the Restatement filing (0001398344-16-008966, filed 2016.01.12). and New Holdings filing (0001398344-15-007710, filed 2015.11.17). Although 0001398344-16-008966 is marked by the manager as a New Holdings filing, our automated system processes it as a Restatement filing.
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
