Dark
Light
System
Security
ETRACS MONTHLY PAY 2XLEVERAGED MORTGAGE REIT ETN
ETRACS MONTHLY PAY 2XLEVERAGED MORTGAGE REIT ETN. Institutional holdings reported to the SEC.

Institutional Holders (2015Q2)
Portfolio Summary: 16 Institutional holders with a total value of $7,595,625.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 Creative Planning 190,800 3,184,000 41.92%
2 BESSEMER GROUP INC 150,000 2,504,000 32.97%
3 Aviance Capital Partners, LLC 46,562 777,000 10.23%
4 Carroll Financial Associates, Inc. 24,500 409,000 5.38%
5 Sigma Planning Corp 16,200 270,000 3.55%
6 JANE STREET GROUP, LLC 12,341 206,000 2.71%
7 MORGAN STANLEY 6,400 107,000 1.41%
8 BLACKROCK ADVISORS LLC 4,500 75,000 0.99%
9 AMERICAN INTERNATIONAL GROUP, INC. 1,236 20,625 0.27%
10 PRELUDE CAPITAL MANAGEMENT, LLC 1,000 17,000 0.22%
11 Evercore Wealth Management, LLC 796 13,000 0.17%
12 PNC FINANCIAL SERVICES GROUP, INC. 300 5,000 0.07%
13 BANK OF AMERICA CORP /DE/ 300 5,000 0.07%
14 CENTRAL TRUST Co 92 2,000 0.03%
15 Tower Research Capital LLC (TRC) 33 1,000 0.01%
16 Parallax Volatility Advisers, L.P. 1 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.