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ETRACS MONTHLY PAY 2XLEVERAGED MORTGAGE REIT ETN
ETRACS MONTHLY PAY 2XLEVERAGED MORTGAGE REIT ETN. Institutional holdings reported to the SEC.

Institutional Holders (2016Q4)
Portfolio Summary: 11 Institutional holders with a total value of $7,079,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 Creative Planning 194,300 3,027,000 42.76%
2 SUSQUEHANNA INTERNATIONAL GROUP, LLP 134,024 2,088,000 29.50%
3 EDGE ADVISORS, LLC 60,000 934,000 13.19%
4 Sigma Planning Corp 41,000 639,000 9.03%
5 RAYMOND JAMES & ASSOCIATES 11,940 186,000 2.63%
6 MORGAN STANLEY 9,817 153,000 2.16%
7 IFP ADVISORS, INC 1,165 18,000 0.25%
8 ROYAL BANK OF CANADA 1,000 16,000 0.23%
9 WFG Advisors, LP 845 13,000 0.18%
10 BANK OF MONTREAL /CAN/ 305 5,000 0.07%
11 Parallax Volatility Advisers, L.P. 1 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.