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ETRACS MONTHLY PAY 2XLEVERAGED MORTGAGE REIT ETN
ETRACS MONTHLY PAY 2XLEVERAGED MORTGAGE REIT ETN. Institutional holdings reported to the SEC.

Institutional Holders (2016Q2)
Portfolio Summary: 13 Institutional holders with a total value of $4,858,171.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 Parallax Volatility Advisers, L.P. 1 0 0.00%
2 WOLVERINE TRADING LP /BD 147 2,171 0.04%
3 BANK OF MONTREAL /CAN/ 305 5,000 0.10%
4 FineMark National Bank & Trust 600 9,000 0.19%
5 WFG Advisors, LP 845 13,000 0.27%
6 IFP ADVISORS, INC 1,102 17,000 0.35%
7 ROYAL BANK OF CANADA 2,180 33,000 0.68%
8 Carroll Financial Associates, Inc. 9,500 142,000 2.92%
9 MORGAN STANLEY 11,889 179,000 3.68%
10 JANE STREET GROUP, LLC 19,709 297,000 6.11%
11 Sigma Planning Corp 40,600 611,000 12.58%
12 Brookstone Capital Management 44,000 662,000 13.63%
13 Creative Planning 191,900 2,888,000 59.45%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.