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ROCHE HLDGS AG BASEL DIV RTS CTF
ROCHE HLDGS AG BASEL DIV RTS CTF. Institutional holdings reported to the SEC.

Institutional Holders (2016Q2)
Portfolio Summary: 6 Institutional holders with a total value of $14,166,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 Cullen Capital Management, LLC 24,680 6,472,000 45.69%
2 GRACE & WHITE INC /NY 20,000 5,258,000 37.12%
3 SCHAFER CULLEN CAPITAL MANAGEMENT INC 5,870 1,539,000 10.86%
4 TOCQUEVILLE ASSET MANAGEMENT L.P. 1,500 393,000 2.77%
5 ADVISOR PARTNERS LLC 1,419 373,000 2.63%
6 Burt Wealth Advisors 500 131,000 0.92%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.