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ROCHE HLDGS AG BASEL DIV RTS CTF
ROCHE HLDGS AG BASEL DIV RTS CTF. Institutional holdings reported to the SEC.

Institutional Holders (2017Q2)
Portfolio Summary: 5 Institutional holders with a total value of $8,922,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 Cullen Capital Management, LLC 20,530 5,228,000 58.60%
2 SCHAFER CULLEN CAPITAL MANAGEMENT INC 7,436 1,894,000 21.23%
3 GRACE & WHITE INC /NY 5,700 1,451,000 16.26%
4 TOCQUEVILLE ASSET MANAGEMENT L.P. 1,300 331,000 3.71%
5 CAPTRUST FINANCIAL ADVISORS 70 18,000 0.20%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.