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LLOYDS BANKING PFD 7.75% CALLABLE
LLOYDS BANKING PFD 7.75% CALLABLE. Institutional holdings reported to the SEC.

Institutional Holders (2015Q1)
Portfolio Summary: 9 Institutional holders with a total value of $8,598,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 Sterling Capital Management LLC 215,988 5,499,000 63.96%
2 MID CONTINENT CAPITAL LLC/IL 43,000 1,093,000 12.71%
3 PARAMETRIC PORTFOLIO ASSOCIATES LLC 36,176 921,000 10.71%
4 CIM INVESTMENT MANAGEMENT INC 20,000 508,000 5.91%
5 AMERIPRISE FINANCIAL INC 11,778 299,000 3.48%
6 Janney Montgomery Scott LLC 8,427 214,000 2.49%
7 Sandy Spring Bank 2,000 51,000 0.59%
8 PNC FINANCIAL SERVICES GROUP, INC. 308 8,000 0.09%
9 TRUST CO OF VERMONT 200 5,000 0.06%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.