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LLOYDS BANKING PFD 7.75% CALLABLE
LLOYDS BANKING PFD 7.75% CALLABLE. Institutional holdings reported to the SEC.

Institutional Holders (2015Q2)
Portfolio Summary: 7 Institutional holders with a total value of $10,844,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 Sterling Capital Management LLC 223,411 5,581,000 51.47%
2 AMERIPRISE FINANCIAL INC 145,625 3,638,000 33.55%
3 MID CONTINENT CAPITAL LLC/IL 42,500 1,062,000 9.79%
4 CIM INVESTMENT MANAGEMENT INC 20,000 500,000 4.61%
5 Sandy Spring Bank 2,000 50,000 0.46%
6 PNC FINANCIAL SERVICES GROUP, INC. 308 8,000 0.07%
7 TRUST CO OF VERMONT 200 5,000 0.05%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.