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MOODYS CORP
MOODYS CORP. Institutional holdings reported to the SEC.

Institutional Holders (2014Q3)
Portfolio Summary: 489 Institutional holders with a total value of $17,904,576,880.
#
Manager Name
Shares
Value ($)
%
Options
Notes
451 HANSEATIC MANAGEMENT SERVICES INC 439 41,000 0.00%
452 Compagnie Lombard Odier SCmA 413 39,000 0.00%
453 Spot Trading L.L.C 400 38,000 0.00% Call
454 BRAVE ASSET MANAGEMENT INC 376 36,000 0.00%
455 BESSEMER GROUP INC 376 36,000 0.00%
456 Parallax Volatility Advisers, L.P. 376 36,000 0.00%
457 Ground Swell Capital, LLC 312 29,000 0.00%
458 JNBA Financial Advisors 310 29,000 0.00%
459 MYCIO WEALTH PARTNERS, LLC 300 28,000 0.00%
460 Bartlett & Co. LLC 300 28,000 0.00%
461 Pinnacle Summer Investments, Inc. 300 28,000 0.00%
462 Cranbrook Wealth Management, LLC 292 28,000 0.00%
463 TCI Wealth Advisors, Inc. 256 24,000 0.00%
464 Mitsubishi UFJ Morgan Stanley Securities Co., Ltd. 200 19,000 0.00%
465 Crosspoint Capital Strategies, LLC 200 19,000 0.00%
466 ENTERPRISE FINANCIAL SERVICES CORP 200 19,000 0.00%
467 Gemmer Asset Management LLC 199 19,000 0.00%
468 Elite Wealth Management, Inc. 200 19,000 0.00%
469 WASHINGTON TRUST BANK 175 17,000 0.00%
470 CAPITAL GUARDIAN TRUST CO 160 15,000 0.00%
471 Evercore Wealth Management, LLC 145 14,000 0.00%
472 Financial Architects, Inc 115 11,000 0.00%
473 ATWOOD & PALMER INC 103 10,000 0.00%
474 Brandywine Global Investment Management, LLC 80 8,000 0.00%
475 Plante Moran Financial Advisors, LLC 88 8,000 0.00%
476 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 86 8,000 0.00%
477 FineMark National Bank & Trust 80 8,000 0.00%
478 Tradewinds Capital Management, LLC 75 7,000 0.00%
479 NEW ENGLAND SECURITIES CORP /MA/ 59 6,000 0.00%
480 Spectrum Management Group, LLC 48 5,000 0.00%
481 THOMPSON DAVIS & CO., INC. 54 5,000 0.00%
482 PRIVATE TRUST CO NA 27 3,000 0.00%
483 FIRST NATIONAL BANK SIOUX FALLS 17 2,000 0.00%
484 NuWave Investment Management, LLC 23 2,000 0.00%
485 Cornerstone Advisors, Inc. 19 2,000 0.00%
486 Tarbox Family Office, Inc. 15 1,000 0.00%
487 SUMMIT SECURITIES GROUP LLC 9 1,000 0.00%
488 WOLVERINE ASSET MANAGEMENT LLC 3 1,000 0.00% Call
489 MassMutual Private Wealth & Trust, FSB 0 0 0.00%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.