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MOSAIC CO NEW
MOSAIC CO NEW. Institutional holdings reported to the SEC.

Institutional Holders (2014Q3)
Portfolio Summary: 543 Institutional holders with a total value of $12,936,218,545.
#
Manager Name
Shares
Value ($)
%
Options
Notes
501 WealthTrust-Arizona, LLC 700 31,000 0.00%
502 FIRST NEW YORK SECURITIES LLC /NY 598 26,557 0.00%
503 Ground Swell Capital, LLC 537 24,000 0.00%
504 Manchester Capital Management LLC 488 22,000 0.00%
505 NEW YORK LIFE TRUST CO 448 20,000 0.00%
506 FineMark National Bank & Trust 423 19,000 0.00%
507 SYNOVUS FINANCIAL CORP 400 18,000 0.00%
508 VIRTUS CAPITAL ADVISERS, LLC 368 16,000 0.00%
509 FLOW TRADERS U.S. LLC 366 16,000 0.00%
510 MU Investments Co., Ltd. 300 14,000 0.00%
511 Ledyard National Bank 300 13,000 0.00%
512 1832 Asset Management L.P. 262 12,000 0.00%
513 BNP PARIBAS FINANCIAL MARKETS 1,700 10,300 0.00% Call
514 FRED ALGER MANAGEMENT, LLC 202 9,000 0.00%
515 Cowen Prime Services LLC 196 9,000 0.00%
516 Winslow, Evans & Crocker, Inc. 200 8,882 0.00%
517 Evercore Wealth Management, LLC 200 8,000 0.00%
518 WOLVERINE ASSET MANAGEMENT LLC 57 7,000 0.00% Put
519 Financial Architects, Inc 150 7,000 0.00%
520 Hudock, Inc. 152 7,000 0.00%
521 Lenox Wealth Management, Inc. 143 6,000 0.00%
522 Carroll Financial Associates, Inc. 128 5,000 0.00%
523 WOLVERINE ASSET MANAGEMENT LLC 168 5,000 0.00% Call
524 Estabrook Capital Management 102 4,530 0.00%
525 HOWE & RUSLING INC 100 4,000 0.00%
526 Focused Wealth Management, Inc 96 4,000 0.00%
527 HABERER REGISTERED INVESTMENT ADVISOR INC 100 4,000 0.00% SH
528 Whitnell & Co. 100 4,000 0.00%
529 PRIVATE TRUST CO NA 100 4,000 0.00%
530 Tower Research Capital LLC (TRC) 64 3,000 0.00%
531 1919 Investment Counsel, LLC 47 3,000 0.00%
532 DEUTSCHE BANK AG\ 71 3,000 0.00% Call
533 REILLY FINANCIAL ADVISORS, LLC 45 2,000 0.00%
534 FOUNDERS BANK & TRUST 45 2,000 0.00%
535 PRENTISS SMITH & CO INC 29 1,000 0.00%
536 Cordasco Financial Network 30 1,000 0.00%
537 Pinnacle Summer Investments, Inc. 29 1,000 0.00%
538 SECURITY NATIONAL TRUST CO 32 1,000 0.00%
539 TCI Wealth Advisors, Inc. 18 1,000 0.00%
540 COMMUNITY FINANCIAL SYSTEM, INC. 23 1,000 0.00%
541 DELTA ASSET MANAGEMENT LLC/TN 25 1,000 0.00%
542 NEW ENGLAND SECURITIES CORP /MA/ 10 0 0.00%
543 SUMMIT SECURITIES GROUP LLC 48 0 0.00% Put
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.