| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | KAYNE ANDERSON CAPITAL ADVISORS LP | 2,363,008 | 43,856,000 | 17.70% | ||
| 2 | EAGLE GLOBAL ADVISORS LLC | 2,203,583 | 40,898,000 | 16.50% | ||
| 3 | GOLDMAN SACHS GROUP INC | 1,680,890 | 31,197,000 | 12.59% | ||
| 4 | ADVISORY RESEARCH INC | 1,490,925 | 27,672,000 | 11.17% | ||
| 5 | Clearbridge Investments, LLC | 1,471,582 | 27,313,000 | 11.02% | ||
| 6 | OppenheimerFunds, Inc. | 1,068,287 | 19,827,000 | 8.00% | ||
| 7 | DUFF & PHELPS INVESTMENT MANAGEMENT CO | 615,000 | 11,414,000 | 4.61% | ||
| 8 | BANK OF AMERICA CORP /DE/ | 449,081 | 8,335,000 | 3.36% | ||
| 9 | STEEL GROVE CAPITAL ADVISORS, LLC | 308,457 | 5,725,000 | 2.31% | ||
| 10 | Advisors Asset Management, Inc. | 250,787 | 4,655,000 | 1.88% | ||
| 11 | VAN ECK ASSOCIATES CORP | 236,214 | 4,384,000 | 1.77% | ||
| 12 | MORGAN STANLEY | 227,272 | 4,218,000 | 1.70% | ||
| 13 | Strategic Income Management, LLC | 171,737 | 3,187,000 | 1.29% | ||
| 14 | RAYMOND JAMES & ASSOCIATES | 92,786 | 1,722,000 | 0.69% | ||
| 15 | NORTHERN TRUST CORP | 82,900 | 1,539,000 | 0.62% | ||
| 16 | SUSQUEHANNA INTERNATIONAL GROUP, LLP | 68,300 | 1,268,000 | 0.51% | Call | |
| 17 | DEUTSCHE BANK AG\ | 51,529 | 956,000 | 0.39% | ||
| 18 | GUGGENHEIM CAPITAL LLC | 49,908 | 926,000 | 0.37% | ||
| 19 | UBS Group AG | 48,550 | 901,000 | 0.36% | ||
| 20 | Spot Trading L.L.C | 44,300 | 822,000 | 0.33% | Put | |
| 21 | RENAISSANCE TECHNOLOGIES LLC | 44,254 | 821,000 | 0.33% | ||
| 22 | COMMONWEALTH OF PENNSYLVANIA PUBLIC SCHOOL EMPLS RETRMT SYS | 38,051 | 706,000 | 0.28% | ||
| 23 | CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM | 35,900 | 666,000 | 0.27% | ||
| 24 | TCW GROUP INC | 32,600 | 605,000 | 0.24% | ||
| 25 | Allen Investment Management, LLC | 32,350 | 600,000 | 0.24% | ||
| 26 | BARCLAYS PLC | 23,063 | 428,000 | 0.17% | ||
| 27 | COHEN & STEERS, INC. | 20,815 | 386,000 | 0.16% | ||
| 28 | WELLS FARGO & COMPANY/MN | 19,402 | 360,000 | 0.15% | ||
| 29 | SUSQUEHANNA INTERNATIONAL GROUP, LLP | 17,226 | 320,000 | 0.13% | ||
| 30 | SUSQUEHANNA INTERNATIONAL GROUP, LLP | 15,100 | 280,000 | 0.11% | Put | |
| 31 | PEAK6 Group LLC | 14,800 | 275,000 | 0.11% | Put | |
| 32 | ROYAL BANK OF CANADA | 14,450 | 268,000 | 0.11% | ||
| 33 | BlackRock Institutional Trust Company, N.A. | 12,876 | 239,000 | 0.10% | ||
| 34 | CREDIT SUISSE AG/ | 10,315 | 192,000 | 0.08% | ||
| 35 | Spot Trading L.L.C | 8,800 | 163,000 | 0.07% | Call | |
| 36 | ACROSPIRE INVESTMENT MANAGEMENT LLC | 8,177 | 152,000 | 0.06% | ||
| 37 | CUTLER GROUP LLC / CA | 6,120 | 113,000 | 0.05% | ||
| 38 | WOLVERINE TRADING LP /BD | 5,929 | 109,153 | 0.04% | ||
| 39 | WOLVERINE TRADING LP /BD | 39 | 71,799 | 0.03% | Put | |
| 40 | WOLVERINE TRADING LP /BD | 37 | 68,117 | 0.03% | Call | |
| 41 | SIMPLEX TRADING, LLC | 2,746 | 50,000 | 0.02% | ||
| 42 | Walleye Trading LLC | 2,700 | 50,000 | 0.02% | ||
| 43 | PEAK6 Group LLC | 2,087 | 39,000 | 0.02% | ||
| 44 | PEAK6 Group LLC | 2,000 | 37,000 | 0.01% | Call | |
| 45 | MSI Financial Services Inc | 300 | 6,000 | 0.00% | ||
| 46 | CUTLER GROUP LLC / CA | 3,800 | 4,000 | 0.00% | Put | |
| 47 | JPMORGAN CHASE & CO | 100 | 2,000 | 0.00% | ||
| 48 | CUTLER GROUP LLC / CA | 1,000 | 1,000 | 0.00% | Call | |
| 49 | Tower Research Capital LLC (TRC) | 16 | 0 | 0.00% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
