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AIXTRON SE
AIXTRON SE. Institutional holdings reported to the SEC.

Institutional Holders (2016Q3)
Portfolio Summary: 20 Institutional holders with a total value of $2,787,534.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 MORGAN STANLEY 170,145 1,033,000 37.06%
2 Ancora Advisors LLC 109,839 667,000 23.93%
3 OLD MISSION CAPITAL LLC 54,342 330,000 11.84%
4 Cowen Prime Services LLC 37,763 229,000 8.22%
5 CONDOR CAPITAL MANAGEMENT 25,335 154,000 5.52%
6 GOLDMAN SACHS GROUP INC 17,199 104,000 3.73%
7 SUSQUEHANNA INTERNATIONAL GROUP, LLP 14,000 85,000 3.05% Put
8 RENAISSANCE TECHNOLOGIES LLC 10,525 64,000 2.30%
9 UBS Group AG 5,627 34,000 1.22%
10 FIRST NEW YORK SECURITIES LLC /NY 4,536 27,534 0.99%
11 BANK OF MONTREAL /CAN/ 3,795 23,000 0.83%
12 SIMPLEX TRADING, LLC 1,867 11,000 0.39%
13 LADENBURG THALMANN FINANCIAL SERVICES INC. 1,510 9,000 0.32%
14 US BANCORP \DE\ 1,481 9,000 0.32%
15 Tower Research Capital LLC (TRC) 561 3,000 0.11%
16 CWM, LLC 250 2,000 0.07%
17 Creative Planning 255 2,000 0.07%
18 DEUTSCHE BANK AG\ 300 1,000 0.04%
19 BARCLAYS PLC 54 0 0.00%
20 WELLS FARGO & COMPANY/MN 0 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.