| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | MORGAN STANLEY | 94,250 | 1,352,000 | 36.23% | ||
| 2 | MACKAY SHIELDS LLC | 50,000 | 710,000 | 19.02% | ||
| 3 | Karpus Management, Inc. | 47,375 | 680,000 | 18.22% | ||
| 4 | Tradewinds Capital Management, LLC | 31,002 | 445,000 | 11.92% | ||
| 5 | Horizon Kinetics LLC | 11,073 | 159,000 | 4.26% | ||
| 6 | UBS Group AG | 10,749 | 154,000 | 4.13% | ||
| 7 | BANK OF AMERICA CORP /DE/ | 5,334 | 77,000 | 2.06% | ||
| 8 | WELLS FARGO & COMPANY/MN | 5,000 | 72,000 | 1.93% | ||
| 9 | BENJAMIN F. EDWARDS & COMPANY, INC. | 2,400 | 34,000 | 0.91% | ||
| 10 | CITIGROUP INC | 1,822 | 26,000 | 0.70% | ||
| 11 | Regal Investment Advisors LLC | 900 | 12,000 | 0.32% | ||
| 12 | MSI Financial Services Inc | 500 | 7,000 | 0.19% | ||
| 13 | Tower Research Capital LLC (TRC) | 300 | 4,000 | 0.11% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
