| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | MORGAN STANLEY | 77,737 | 1,164,000 | 29.91% | ||
| 2 | Karpus Management, Inc. | 47,375 | 709,000 | 18.22% | ||
| 3 | Tradewinds Capital Management, LLC | 38,002 | 569,000 | 14.62% | ||
| 4 | SIT INVESTMENT ASSOCIATES INC | 28,117 | 421,000 | 10.82% | ||
| 5 | Curi Capital, LLC | 26,103 | 391,000 | 10.05% | ||
| 6 | LPL Financial LLC | 11,662 | 175,000 | 4.50% | ||
| 7 | UBS Group AG | 11,354 | 170,000 | 4.37% | ||
| 8 | BANK OF AMERICA CORP /DE/ | 5,334 | 80,000 | 2.06% | ||
| 9 | WELLS FARGO & COMPANY/MN | 5,001 | 75,000 | 1.93% | ||
| 10 | MSI Financial Services Inc | 4,583 | 69,000 | 1.77% | ||
| 11 | Thomas J. Herzfeld Advisors, Inc. | 2,000 | 30,000 | 0.77% | ||
| 12 | BENJAMIN F. EDWARDS & COMPANY, INC. | 1,300 | 19,000 | 0.49% | ||
| 13 | CITIGROUP INC | 862 | 13,000 | 0.33% | ||
| 14 | IFP ADVISORS, INC | 462 | 7,000 | 0.18% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
