| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | 1607 Capital Partners, LLC | 464,084 | 3,736,000 | 28.12% | ||
| 2 | ROYAL BANK OF CANADA | 281,210 | 2,264,000 | 17.04% | ||
| 3 | CORNERSTONE ADVISORS INC | 253,043 | 2,037,000 | 15.33% | ||
| 4 | MORGAN STANLEY | 173,553 | 1,398,000 | 10.52% | ||
| 5 | DOLIVER ADVISORS, LP | 108,005 | 869,000 | 6.54% | ||
| 6 | NATIONAL PLANNING CORP | 81,850 | 660,000 | 4.97% | ||
| 7 | RAYMOND JAMES & ASSOCIATES | 65,368 | 526,000 | 3.96% | ||
| 8 | MSI Financial Services Inc | 46,831 | 377,000 | 2.84% | ||
| 9 | Advisors Asset Management, Inc. | 45,660 | 368,000 | 2.77% | ||
| 10 | BANK OF AMERICA CORP /DE/ | 33,630 | 271,000 | 2.04% | ||
| 11 | TFS CAPITAL LLC | 20,137 | 162,000 | 1.22% | ||
| 12 | Investors Capital Advisory Services | 19,870 | 159,000 | 1.20% | ||
| 13 | WELLS FARGO & COMPANY/MN | 16,001 | 129,000 | 0.97% | ||
| 14 | AQR CAPITAL MANAGEMENT LLC | 12,111 | 97,000 | 0.73% | ||
| 15 | UBS AG | 10,800 | 87,000 | 0.65% | ||
| 16 | CITIGROUP INC | 6,101 | 49,000 | 0.37% | ||
| 17 | Gramercy Funds Management LLC | 6,100 | 49,000 | 0.37% | ||
| 18 | Cordasco Financial Network | 3,629 | 29,000 | 0.22% | ||
| 19 | NEW ENGLAND SECURITIES CORP /MA/ | 1,178 | 9,000 | 0.07% | ||
| 20 | Tower Research Capital LLC (TRC) | 1,000 | 8,000 | 0.06% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
