| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | 1607 Capital Partners, LLC | 738,072 | 5,645,000 | 37.36% | ||
| 2 | ROYAL BANK OF CANADA | 307,260 | 2,350,000 | 15.55% | ||
| 3 | CORNERSTONE ADVISORS INC | 220,205 | 1,680,000 | 11.12% | ||
| 4 | MORGAN STANLEY | 210,097 | 1,607,000 | 10.64% | ||
| 5 | DOLIVER ADVISORS, LP | 77,931 | 596,000 | 3.94% | ||
| 6 | Advisors Asset Management, Inc. | 70,707 | 539,000 | 3.57% | ||
| 7 | NATIONAL PLANNING CORP | 62,850 | 475,000 | 3.14% | ||
| 8 | TFS CAPITAL LLC | 59,255 | 453,000 | 3.00% | ||
| 9 | Virtu KCG Holdings LLC | 42,486 | 324,000 | 2.14% | ||
| 10 | UBS AG | 37,488 | 287,000 | 1.90% | ||
| 11 | BANK OF AMERICA CORP /DE/ | 34,415 | 263,000 | 1.74% | ||
| 12 | GEODE CAPITAL MANAGEMENT, LLC | 21,600 | 164,000 | 1.09% | PRN | |
| 13 | WOLVERINE ASSET MANAGEMENT LLC | 20,734 | 158,000 | 1.05% | ||
| 14 | WELLS FARGO & COMPANY/MN | 20,302 | 156,000 | 1.03% | ||
| 15 | Investors Capital Advisory Services | 19,945 | 152,000 | 1.01% | ||
| 16 | MSI Financial Services Inc | 19,396 | 148,000 | 0.98% | ||
| 17 | AMERICAN INTERNATIONAL GROUP, INC. | 6,700 | 51,242 | 0.34% | ||
| 18 | CITIGROUP INC | 3,234 | 25,000 | 0.17% | ||
| 19 | Cordasco Financial Network | 3,168 | 24,000 | 0.16% | ||
| 20 | NEW ENGLAND SECURITIES CORP /MA/ | 1,200 | 9,000 | 0.06% | ||
| 21 | Ground Swell Capital, LLC | 200 | 2,000 | 0.01% | ||
| 22 | Alexandria Capital, LLC | 276 | 2,000 | 0.01% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
