| 1 |
SIT INVESTMENT ASSOCIATES INC |
401,660 |
5,117,000 |
13.63% |
|
|
| 2 |
MARINER INVESTMENT GROUP LLC |
317,890 |
4,050,000 |
10.79% |
|
|
| 3 |
GUGGENHEIM CAPITAL LLC |
245,962 |
3,134,000 |
8.35% |
|
|
| 4 |
NEWGATE CAPITAL MANAGEMENT LLC |
239,429 |
3,050,000 |
8.12% |
|
|
| 5 |
MORGAN STANLEY |
222,177 |
2,830,000 |
7.54% |
|
|
| 6 |
PARAMETRIC PORTFOLIO ASSOCIATES LLC |
215,902 |
2,751,000 |
7.33% |
|
|
| 7 |
Advisors Asset Management, Inc. |
195,808 |
2,495,000 |
6.65% |
|
|
| 8 |
Private Harbour Investment Management & Counsel, LLC |
108,400 |
1,381,000 |
3.68% |
|
|
| 9 |
WOLVERINE ASSET MANAGEMENT LLC |
95,015 |
1,210,000 |
3.22% |
|
|
| 10 |
BANK OF AMERICA CORP /DE/ |
81,618 |
1,040,000 |
2.77% |
|
|
| 11 |
First Horizon Advisors, Inc. |
72,940 |
929,000 |
2.47% |
|
|
| 12 |
WELLS FARGO & COMPANY/MN |
69,901 |
891,000 |
2.37% |
|
|
| 13 |
CORNERSTONE ADVISORS INC |
69,501 |
885,000 |
2.36% |
|
|
| 14 |
UBS AG |
60,225 |
767,000 |
2.04% |
|
|
| 15 |
First Allied Advisory Services, Inc. |
58,518 |
744,000 |
1.98% |
|
|
| 16 |
RAYMOND JAMES & ASSOCIATES |
52,839 |
673,000 |
1.79% |
|
|
| 17 |
Invesco Ltd. |
50,148 |
639,000 |
1.70% |
|
|
| 18 |
DOLIVER ADVISORS, LP |
42,160 |
537,000 |
1.43% |
|
|
| 19 |
Tradewinds Capital Management, LLC |
35,400 |
451,000 |
1.20% |
|
|
| 20 |
Capital Investment Advisors, LLC |
32,655 |
416,025 |
1.11% |
|
|
| 21 |
NWAM LLC |
32,105 |
409,000 |
1.09% |
|
|
| 22 |
Karpus Management, Inc. |
28,500 |
363,000 |
0.97% |
|
|
| 23 |
LPL Financial LLC |
25,359 |
323,000 |
0.86% |
|
|
| 24 |
COHEN & STEERS, INC. |
25,064 |
319,000 |
0.85% |
|
|
| 25 |
Dalton Investments, Inc. |
23,285 |
297,000 |
0.79% |
|
|
| 26 |
UNITED CAPITAL FINANCIAL ADVISORS, LLC |
22,000 |
280,000 |
0.75% |
|
|
| 27 |
VAN ECK ASSOCIATES CORP |
17,166 |
219,000 |
0.58% |
|
|
| 28 |
ROYAL BANK OF CANADA |
17,139 |
218,000 |
0.58% |
|
|
| 29 |
LANDSCAPE CAPITAL MANAGEMENT, L.L.C. |
15,902 |
203,000 |
0.54% |
|
|
| 30 |
OPPENHEIMER & CO INC |
14,143 |
180,000 |
0.48% |
|
|
| 31 |
CTC Alternative Strategies, Ltd. |
12,580 |
160,269 |
0.43% |
|
|
| 32 |
GOODWIN DANIEL L |
12,097 |
154,000 |
0.41% |
|
|
| 33 |
Investors Capital Advisory Services |
10,740 |
136,000 |
0.36% |
|
|
| 34 |
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO |
10,684 |
136,000 |
0.36% |
|
|
| 35 |
FIRST MANHATTAN CO. LLC. |
7,000 |
89,000 |
0.24% |
|
|
| 36 |
D.A. DAVIDSON & CO. |
2,000 |
25,000 |
0.07% |
|
|
| 37 |
NEW ENGLAND SECURITIES CORP /MA/ |
1,355 |
17,000 |
0.05% |
|
|
| 38 |
Creative Planning |
1,000 |
13,000 |
0.03% |
|
|
| 39 |
CITIGROUP INC |
800 |
10,000 |
0.03% |
|
|
| 40 |
MUFG Americas Holdings Corp |
206 |
3,000 |
0.01% |
|
|
| 41 |
LADENBURG THALMANN FINANCIAL SERVICES INC. |
163 |
2,000 |
0.01% |
|
|
