| 1 |
Karpus Management, Inc. |
824,353 |
11,112,000 |
20.29% |
|
|
| 2 |
SIT INVESTMENT ASSOCIATES INC |
415,004 |
5,594,000 |
10.21% |
|
|
| 3 |
Invesco Ltd. |
374,291 |
5,045,000 |
9.21% |
|
|
| 4 |
PARAMETRIC PORTFOLIO ASSOCIATES LLC |
297,487 |
4,010,000 |
7.32% |
|
|
| 5 |
MORGAN STANLEY |
262,908 |
3,544,000 |
6.47% |
|
|
| 6 |
GUGGENHEIM CAPITAL LLC |
250,862 |
3,381,000 |
6.17% |
|
|
| 7 |
Advisors Asset Management, Inc. |
223,553 |
3,013,000 |
5.50% |
|
|
| 8 |
NEWGATE CAPITAL MANAGEMENT LLC |
147,164 |
1,974,000 |
3.60% |
|
|
| 9 |
RAYMOND JAMES & ASSOCIATES |
118,090 |
1,592,000 |
2.91% |
|
|
| 10 |
Private Harbour Investment Management & Counsel, LLC |
117,750 |
1,587,000 |
2.90% |
|
|
| 11 |
COHEN & STEERS, INC. |
105,430 |
1,421,000 |
2.59% |
|
|
| 12 |
BANK OF AMERICA CORP /DE/ |
103,980 |
1,402,000 |
2.56% |
|
|
| 13 |
CORNERSTONE ADVISORS INC |
96,305 |
1,298,000 |
2.37% |
|
|
| 14 |
NWAM LLC |
93,105 |
1,255,000 |
2.29% |
|
|
| 15 |
UBS Group AG |
80,997 |
1,092,000 |
1.99% |
|
|
| 16 |
WELLS FARGO & COMPANY/MN |
75,295 |
1,015,000 |
1.85% |
|
|
| 17 |
Tradewinds Capital Management, LLC |
54,317 |
732,000 |
1.34% |
|
|
| 18 |
UNITED CAPITAL FINANCIAL ADVISORS, LLC |
42,425 |
572,000 |
1.04% |
|
|
| 19 |
AQR CAPITAL MANAGEMENT LLC |
39,414 |
531,000 |
0.97% |
|
|
| 20 |
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO |
36,780 |
496,000 |
0.91% |
|
|
| 21 |
OPPENHEIMER & CO INC |
36,389 |
491,000 |
0.90% |
|
|
| 22 |
Capital Investment Advisors, LLC |
33,880 |
457,000 |
0.83% |
|
|
| 23 |
LPL Financial LLC |
26,630 |
359,000 |
0.66% |
|
|
| 24 |
VAN ECK ASSOCIATES CORP |
25,629 |
345,000 |
0.63% |
|
|
| 25 |
SG Americas Securities, LLC |
22,770 |
307,000 |
0.56% |
|
|
| 26 |
ROYAL BANK OF CANADA |
20,839 |
281,000 |
0.51% |
|
|
| 27 |
LANDSCAPE CAPITAL MANAGEMENT, L.L.C. |
19,458 |
262,000 |
0.48% |
|
|
| 28 |
PNC FINANCIAL SERVICES GROUP, INC. |
18,305 |
247,000 |
0.45% |
|
|
| 29 |
MARINER INVESTMENT GROUP LLC |
17,998 |
243,000 |
0.44% |
|
|
| 30 |
Cambridge Investment Research Advisors, Inc. |
13,496 |
182,000 |
0.33% |
|
|
| 31 |
CTC Alternative Strategies, Ltd. |
12,580 |
169,578 |
0.31% |
|
|
| 32 |
GOODWIN DANIEL L |
12,097 |
163,000 |
0.30% |
|
|
| 33 |
Concert Wealth Management Inc. |
11,538 |
156,000 |
0.28% |
|
|
| 34 |
Investors Capital Advisory Services |
10,000 |
134,000 |
0.24% |
|
|
| 35 |
FIRST MANHATTAN CO. LLC. |
7,000 |
94,000 |
0.17% |
|
|
| 36 |
Stratos Wealth Partners, LTD. |
6,308 |
85,032 |
0.16% |
|
|
| 37 |
Riggs Asset Managment Co. Inc. |
2,980 |
40,000 |
0.07% |
|
|
| 38 |
Creative Planning |
2,000 |
27,000 |
0.05% |
|
|
| 39 |
D.A. DAVIDSON & CO. |
2,000 |
26,000 |
0.05% |
|
|
| 40 |
AMERICAN INTERNATIONAL GROUP, INC. |
1,048 |
14,132 |
0.03% |
|
|
| 41 |
NEW ENGLAND SECURITIES CORP /MA/ |
600 |
8,000 |
0.01% |
|
|
| 42 |
MSI Financial Services Inc |
300 |
4,000 |
0.01% |
|
|
| 43 |
LADENBURG THALMANN FINANCIAL SERVICES INC. |
212 |
3,000 |
0.01% |
|
|
| 44 |
MUFG Americas Holdings Corp |
247 |
3,000 |
0.01% |
|
|
