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BREEZE EASTERN CORP
BREEZE EASTERN CORP. Institutional holdings reported to the SEC.

Institutional Holders (2015Q3)
Portfolio Summary: 35 Institutional holders with a total value of $89,555,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 Tinicum Inc 3,303,373 46,181,000 51.57%
2 WYNNEFIELD CAPITAL INC 2,117,911 29,608,000 33.06%
3 DIMENSIONAL FUND ADVISORS LP 344,804 4,820,000 5.38%
4 VANGUARD GROUP INC 73,175 1,023,000 1.14%
5 Willis Investment Counsel 59,130 827,000 0.92%
6 FIRST MANHATTAN CO. LLC. 55,000 768,000 0.86%
7 RENAISSANCE TECHNOLOGIES LLC 52,700 737,000 0.82%
8 Nationwide Fund Advisors 42,200 590,000 0.66%
9 Ativo Capital Management LLC 26,713 524,000 0.59% SH
10 WELLINGTON MANAGEMENT GROUP LLP 36,223 506,000 0.57%
11 EAGLE GLOBAL ADVISORS LLC 32,122 449,000 0.50%
12 BRIDGEWAY CAPITAL MANAGEMENT, LLC 30,625 428,000 0.48%
13 ROYCE & ASSOCIATES LP 24,233 339,000 0.38%
14 WEBER ALAN W 24,100 337,000 0.38%
15 CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM 21,934 307,000 0.34%
16 NORTHERN TRUST CORP 21,840 305,000 0.34%
17 BlackRock Fund Advisors 14,931 209,000 0.23%
18 GEODE CAPITAL MANAGEMENT, LLC 14,999 209,000 0.23%
19 BANK OF AMERICA CORP /DE/ 14,697 205,000 0.23%
20 Minerva Advisors LLC 13,000 182,000 0.20%
21 Walthausen & Co., LLC 12,610 176,000 0.20%
22 BEACH INVESTMENT COUNSEL INC/PA 11,704 164,000 0.18%
23 ACADIAN ASSET MANAGEMENT LLC 10,481 148,000 0.17%
24 Spark Investment Management LLC 10,500 146,000 0.16%
25 LSV ASSET MANAGEMENT 8,833 123,000 0.14%
26 MORGAN STANLEY 5,666 79,000 0.09%
27 DEUTSCHE BANK AG\ 4,899 68,000 0.08%
28 PRELUDE CAPITAL MANAGEMENT, LLC 2,952 41,000 0.05%
29 Walleye Trading LLC 2,300 32,000 0.04%
30 O'SHAUGHNESSY ASSET MANAGEMENT, LLC 839 12,000 0.01%
31 BlackRock Investment Management, LLC 667 9,000 0.01%
32 DENALI ADVISORS LLC 159 2,000 0.00%
33 Tower Research Capital LLC (TRC) 100 1,000 0.00%
34 WELLS FARGO & COMPANY/MN 2 0 0.00%
35 CITIGROUP INC 9 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.