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CARVER BANCORP INC
CARVER BANCORP INC. Institutional holdings reported to the SEC.

Institutional Holders (2014Q2)
Portfolio Summary: 12 Institutional holders with a total value of $5,843,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 PRUDENTIAL FINANCIAL INC 181,033 1,856,000 31.76%
2 GOLDMAN SACHS GROUP INC 181,033 1,711,000 29.28%
3 MORGAN STANLEY 180,573 1,706,000 29.20%
4 WELLS FARGO & COMPANY/MN 22,974 217,000 3.71%
5 VANGUARD GROUP INC 19,300 190,000 3.25%
6 WELLINGTON MANAGEMENT GROUP LLP 13,293 126,000 2.16%
7 FIRST MANHATTAN CO. LLC. 2,665 25,000 0.43%
8 DIMENSIONAL FUND ADVISORS LP 400 4,000 0.07%
9 UBS AG 438 4,000 0.07%
10 Ground Swell Capital, LLC 347 3,000 0.05%
11 BANK OF AMERICA CORP /DE/ 153 1,000 0.02%
12 Tower Research Capital LLC (TRC) 1 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.