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CARVER BANCORP INC
CARVER BANCORP INC. Institutional holdings reported to the SEC.

Institutional Holders (2014Q3)
Portfolio Summary: 12 Institutional holders with a total value of $5,490,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 PRUDENTIAL FINANCIAL INC 181,033 1,649,000 30.04%
2 GOLDMAN SACHS GROUP INC 181,033 1,649,000 30.04%
3 MORGAN STANLEY 180,573 1,645,000 29.96%
4 WELLS FARGO & COMPANY/MN 22,974 209,000 3.81%
5 VANGUARD GROUP INC 19,300 176,000 3.21%
6 WELLINGTON MANAGEMENT GROUP LLP 13,293 121,000 2.20%
7 FIRST MANHATTAN CO. LLC. 2,665 24,000 0.44%
8 Tower Research Capital LLC (TRC) 933 8,000 0.15%
9 DIMENSIONAL FUND ADVISORS LP 400 4,000 0.07%
10 UBS AG 329 3,000 0.05%
11 Ground Swell Capital, LLC 150 1,000 0.02%
12 BANK OF AMERICA CORP /DE/ 133 1,000 0.02%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.