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* CHINA MING YANG WIND PWR GRO SPONSORED ADR
* CHINA MING YANG WIND PWR GRO SPONSORED ADR. Institutional holdings reported to the SEC.

Institutional Holders (2015Q2)
Portfolio Summary: 48 Institutional holders with a total value of $37,355,940.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 NEWQUEST CAPITAL MANAGEMENT (CAYMAN) Ltd 2,951,100 8,263,000 22.12%
2 ACADIAN ASSET MANAGEMENT LLC 2,095,552 5,867,000 15.71%
3 Ashmore Group plc 1,785,126 4,998,000 13.38%
4 Invesco Ltd. 1,291,898 3,617,000 9.68%
5 Fosun International Ltd 887,649 2,485,000 6.65%
6 OXFORD ASSET MANAGEMENT LLP 703,962 1,971,000 5.28%
7 FIL Ltd 639,200 1,790,000 4.79%
8 GEODE CAPITAL MANAGEMENT, LLC 360,560 1,009,000 2.70%
9 AYM CAPITAL, LLC 350,000 896,000 2.40%
10 SUSQUEHANNA INTERNATIONAL GROUP, LLP 195,187 547,000 1.46%
11 RUSSELL FRANK CO/ 202,341 545,000 1.46%
12 Numeric Investors LLC 191,700 537,000 1.44%
13 Seamans Capital Management, LLC 176,050 492,940 1.32%
14 SHELTON CAPITAL MANAGEMENT 150,000 420,000 1.12%
15 STATE OF WISCONSIN INVESTMENT BOARD 128,619 360,000 0.96%
16 FIRST TRUST ADVISORS LP 105,786 296,000 0.79%
17 PARAMETRIC PORTFOLIO ASSOCIATES LLC 99,164 278,000 0.74%
18 CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM 98,700 276,000 0.74%
19 GSA CAPITAL PARTNERS LLP 85,809 240,000 0.64%
20 Nine Chapters Capital Management LLC 83,800 235,000 0.63%
21 MILLENNIUM MANAGEMENT LLC 83,530 234,000 0.63%
22 CITADEL ADVISORS LLC 72,010 202,000 0.54%
23 SUSQUEHANNA INTERNATIONAL GROUP, LLP 62,300 174,000 0.47% Put
24 UBS Group AG 54,228 152,000 0.41%
25 O'SHAUGHNESSY ASSET MANAGEMENT, LLC 49,861 140,000 0.37%
26 GOLDMAN SACHS GROUP INC 47,111 132,000 0.35%
27 BANK OF MONTREAL /CAN/ 42,476 119,000 0.32%
28 DEUTSCHE BANK AG\ 41,785 116,000 0.31%
29 Allianz Asset Management GmbH 41,013 115,000 0.31%
30 Virtu KCG Holdings LLC 37,636 105,000 0.28%
31 PROFUND ADVISORS LLC 35,340 99,000 0.27%
32 Zurcher Kantonalbank (Zurich Cantonalbank) 29,926 84,000 0.22%
33 BARCLAYS PLC 38,500 77,000 0.21%
34 CREDIT SUISSE AG/ 22,289 63,000 0.17%
35 Investors Capital Advisory Services 22,150 62,000 0.17%
36 CITIGROUP INC 20,023 57,000 0.15%
37 JANE STREET GROUP, LLC 18,795 53,000 0.14%
38 GROUP ONE TRADING LLC 17,610 49,000 0.13%
39 BlackRock Finance, Inc. 17,664 49,000 0.13%
40 COWEN INC. 16,700 47,000 0.13%
41 GUGGENHEIM CAPITAL LLC 11,427 32,000 0.09%
42 COMMONWEALTH OF PENNSYLVANIA PUBLIC SCHOOL EMPLS RETRMT SYS 11,246 31,000 0.08%
43 SIMPLEX TRADING, LLC 7,159 20,000 0.05%
44 MORGAN STANLEY 3,648 11,000 0.03%
45 LADENBURG THALMANN FINANCIAL SERVICES INC. 3,078 9,000 0.02%
46 BANK OF AMERICA CORP /DE/ 255 1,000 0.00%
47 First Horizon Advisors, Inc. 21 0 0.00%
48 GLENMEDE TRUST CO NA 285 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.