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* CHINA MING YANG WIND PWR GRO SPONSORED ADR
* CHINA MING YANG WIND PWR GRO SPONSORED ADR. Institutional holdings reported to the SEC.

Institutional Holders (2015Q3)
Portfolio Summary: 45 Institutional holders with a total value of $30,318,158.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 CITIGROUP INC 8 0 0.00%
2 GLENMEDE TRUST CO NA 285 0 0.00%
3 ROYAL BANK OF CANADA 642 1,000 0.00%
4 BANK OF MONTREAL /CAN/ 1,351 3,000 0.01%
5 LADENBURG THALMANN FINANCIAL SERVICES INC. 2,716 5,000 0.02%
6 MORGAN STANLEY 2,423 5,000 0.02%
7 ENVESTNET ASSET MANAGEMENT INC 8,889 17,000 0.06%
8 Aperio Group, LLC 10,463 21,000 0.07%
9 COMMONWEALTH OF PENNSYLVANIA PUBLIC SCHOOL EMPLS RETRMT SYS 11,246 22,000 0.07%
10 CREDIT SUISSE AG/ 14,824 29,000 0.10%
11 Virtu KCG Holdings LLC 14,856 29,000 0.10%
12 GROUP ONE TRADING LLC 16,910 33,000 0.11%
13 Tower Research Capital LLC (TRC) 20,394 40,000 0.13%
14 Nine Chapters Capital Management LLC 20,900 41,000 0.14%
15 UBS Group AG 23,840 47,000 0.16%
16 Investors Capital Advisory Services 27,650 54,000 0.18%
17 Zurcher Kantonalbank (Zurich Cantonalbank) 29,326 57,000 0.19%
18 SUSQUEHANNA INTERNATIONAL GROUP, LLP 32,400 64,000 0.21% Put
19 Allianz Asset Management GmbH 41,013 80,000 0.26%
20 GOLDMAN SACHS GROUP INC 42,099 83,000 0.27%
21 DEUTSCHE BANK AG\ 43,572 84,000 0.28%
22 STATE STREET CORP 56,469 111,000 0.37%
23 MILLENNIUM MANAGEMENT LLC 63,059 124,000 0.41%
24 O'SHAUGHNESSY ASSET MANAGEMENT, LLC 67,368 132,000 0.44%
25 PARAMETRIC PORTFOLIO ASSOCIATES LLC 68,410 134,000 0.44%
26 GSA CAPITAL PARTNERS LLP 92,009 180,000 0.59%
27 FIRST TRUST ADVISORS LP 97,175 190,000 0.63%
28 Numeric Investors LLC 111,100 218,000 0.72%
29 BARCLAYS PLC 243,000 243,000 0.80%
30 STATE OF WISCONSIN INVESTMENT BOARD 131,332 257,000 0.85%
31 Seamans Capital Management, LLC 148,550 291,158 0.96%
32 CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM 159,400 312,000 1.03%
33 SHELTON CAPITAL MANAGEMENT 172,000 337,000 1.11%
34 SUSQUEHANNA INTERNATIONAL GROUP, LLP 177,634 348,000 1.15%
35 RUSSELL FRANK CO/ 186,041 355,000 1.17%
36 Ashmore Group plc 287,793 564,000 1.86%
37 GEODE CAPITAL MANAGEMENT, LLC 312,290 612,000 2.02%
38 AYM CAPITAL, LLC 320,000 710,000 2.34%
39 OXFORD ASSET MANAGEMENT LLP 561,031 1,100,000 3.63%
40 FIL Ltd 639,200 1,253,000 4.13%
41 Fosun International Ltd 1,014,614 1,989,000 6.56%
42 Invesco Ltd. 1,719,249 3,370,000 11.12%
43 GREENWOODS ASSET MANAGEMENT LTD 2,531,210 4,961,000 16.36%
44 NEWQUEST CAPITAL MANAGEMENT (CAYMAN) Ltd 2,951,100 5,784,000 19.08%
45 ACADIAN ASSET MANAGEMENT LLC 3,076,082 6,028,000 19.88%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.